EXCEL CAPITAL MANAGEMENT CORP
Adviser information for EXCEL CAPITAL MANAGEMENT CORP last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 168 | $148.8M |
| Non-Discretionary | 0 | $0 |
| Total | 168 | $148.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 57 | $128.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $20.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-124719 |
|---|---|
| SEC ERA File Number | 801-124719 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109229 |
| Legal Entity Identifier | None |
Principal Office
12 STRATFORD COURTWARREN
NJ
United States
Monday - Friday, 9:00AM-4.30PM
Tel: 908-431-1770, Fax: 908-431-1771
Websites
Chief Compliance Officer
PRADEEP NIPHADKAR
PRESIDENT & CCO
12 STRATFORD COURT
WARREN
NJ
United States
Tel:
908-431-1770
Fax:
908-431-1771
N*********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NIPHADKAR, PRADEEP, VISHWANATH | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2000 | > 75% |
| NIPHADKAR, MADHAVI | Individual | – | VICE PRESIDENT | 01/2000 | < 5% |