RALICKI WEALTH MANAGEMENT & TRUST SERVICES
RALICKI & COMPANY, P.A. Legal Name
Adviser information for RALICKI WEALTH MANAGEMENT & TRUST SERVICES last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 254 | $102.0M |
| Non-Discretionary | 4 | $5.6M |
| Total | 258 | $107.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 77 | $21.9M |
| HNW Individuals | 20 | $64.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $5.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 7 | $16.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-124724 |
|---|---|
| SEC ERA File Number | 801-124724 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141192 |
| Legal Entity Identifier | None |
Principal Office
1235 SE INDIAN STREETSUITE 102
STUART
FL
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 772-221-4508, Fax: 772-221-4509
Chief Compliance Officer
DAVID A. RALICKI
PRESIDENT/CPA/PFS
1235 SE INDIAN STREET
SUITE 102
STUART
FL
United States
Tel:
772-221-4508
Fax:
772-221-4509
D****@************M
(Full email address available in API data)
Regulatory Contact
ALEX RALICKI
CONSULTANT
1235 SE INDIAN STREET
SUITE 102
STUART
FL
United States
Tel:
772-221-4508
Fax:
772-221-4509
A***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RALICKI, DAVID, ARTHUR | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 11/1994 | > 75% |