PARKVIEW ASSET MANAGEMENT, INC.
Adviser information for PARKVIEW ASSET MANAGEMENT, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 213 | $126.8M |
| Non-Discretionary | 0 | $0 |
| Total | 213 | $126.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 54 | $19.4M |
| HNW Individuals | 28 | $101.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $5.1M |
| Charitable organizations | <5 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 126.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PARKVIEW ASSET MANAGEMENT WRAP FEE PROGRAM | PARKVIEW ASSET MANAGEMENT, INC. |
Identifiers
| SEC RIA File Number | 801-124728 |
|---|---|
| SEC ERA File Number | 801-124728 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307977 |
| Legal Entity Identifier | None |
Principal Office
ONE PARKVIEW PLAZASUITE 117
OAKBROOK TERRACE
IL
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (708) 481-4000, Fax: (708) 481-4599
Chief Compliance Officer
MICHAEL T. JANKOWSKI
FOUNDER, PRESIDENT
ONE PARKVIEW PLAZA
SUITE 117
OAKBROOK TERRACE
IL
United States
Tel:
(708) 481-4000
Fax:
(708) 481-4599
M******@*********M
(Full email address available in API data)
Industry Affiliates
| WEALTH PLANNING NETWORK I, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JANKOWSKI, MICHAEL, TODD | Individual | – | FOUNDER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2020 | > 75% |