COPE CORRALES
XPS CAPITAL LLC Legal Name
Adviser information for COPE CORRALES last updated from Form ADV on March 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | District of Columbia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 639 | $153.3M |
| Non-Discretionary | 3 | $124,486 |
| Total | 642 | $153.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 505 | $35.5M |
| HNW Individuals | 68 | $73.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.6M |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 67 | $42.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 42 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshopsPRIVATE PLACEMENT CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-124729 |
|---|---|
| SEC ERA File Number | 801-124729 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311665 |
| Legal Entity Identifier | None |
Principal Office
816 CONNECTICUT AVE8TH FLOOR
WASHINGTON
DC
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: (888)336-8402, Fax: 240-235-4246
Chief Compliance Officer
JOSEPH COPE
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
816 CONNECTICUT AVE
8TH FLOOR
WASHINGTON
DC
United States
Tel:
(202) 669-8575
Fax:
240-235-4246
J****@***************M
(Full email address available in API data)
Industry Affiliates
| C4M GLOBAL ADVISORS LLC | Other investment adviser, including financial planners |
| COPE CORRALES LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COPE, JOSEPH, M | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 05/2019 | 50-75% |
| CORRALES, LUIS, ALONSO | Individual | – | MANAGING PARTNER | 05/2019 | 50-75% |