THIRD STREET ADVISORS, LLC
Adviser information for THIRD STREET ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 173 | $61.7M |
| Non-Discretionary | 72 | $34.0M |
| Total | 245 | $95.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 108 | $23.2M |
| HNW Individuals | 39 | $72.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-124730 |
|---|---|
| SEC ERA File Number | 801-124730 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113212 |
| Legal Entity Identifier | None |
Principal Office
477 S THIRD STREETSUITE 220
GENEVA
IL
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 630-513-8815, Fax: 630-513-8816
Chief Compliance Officer
KEVIN SNOW
OWNER
477 S THIRD STREET
SUITE 220
GENEVA
IL
United States
Tel:
715-848-3778
Fax:
630-513-8816
K****@********************M
(Full email address available in API data)
Regulatory Contact
MATTHEW ALEXANDER
COMPLIANCE DEPUTY
477 S THIRD STREET
SUITE 220
GENEVA
IL
United States
Tel:
630-513-8815
Fax:
630-513-8816
M*********@********************M
(Full email address available in API data)
Industry Affiliates
| EQUITY DESIGN GROUP | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SNOW, KEVIN, JOHN | Individual | ALPHA DOG ADVISORS, INC | MANAGING MEMBER/TREASURER | 06/2022 | 25-50% |
| HOHENSTEIN, JASON, CHRIS | Individual | ALPHA DOG ADVISORS, INC | PRESIDENT/MEMBER | 06/2022 | 50-75% |
| ALPHA DOG ADVISORS, INC | Domestic Entity | – | MEMBER | 07/2022 | > 75% |
| SNOW, KEVIN, JOHN | Individual | – | EXECUTIVE OFFICER/CCO | 07/2022 | < 5% |
| HOHENSTEIN, JASON, CHRIS | Individual | – | PRESIDENT | 07/2022 | < 5% |