ALPHA ZERO LLC
Adviser information for ALPHA ZERO LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 552 | $172.0M |
| Non-Discretionary | 1 | $175 |
| Total | 553 | $172.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 195 | $35.5M |
| HNW Individuals | 50 | $120.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $15.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-124738 |
|---|---|
| SEC ERA File Number | 801-124738 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319050 |
| Legal Entity Identifier | None |
Principal Office
2500 NORTH MILITARY TRAILSUITE 316
BOCA RATON
FL
United States
Monday - Friday, 9:00 AM - 7:00 PM
Tel: (561) 576-2599, Fax: N/A
Chief Compliance Officer
JORDAN MICHAEL GRABOWSKI
MANAGING PARTNER & CHIEF COMPLIANCE OFFICER
2500 NORTH MILITARY TRAIL
SUITE 316
BOCA RATON
FL
United States
Tel:
(561) 576-2599
Fax:
N/A
J*****@******************M
(Full email address available in API data)
Regulatory Contact
ERIC DAVID MECHLER
MANAGING PARTNER
2500 NORTH MILITARY TRAIL
SUITE 316
BOCA RATON
FL
United States
Tel:
(561) 576-2599
Fax:
N/A
E***@******************M
(Full email address available in API data)
Industry Affiliates
| 1.2 CAPITAL | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MECHLER, ERIC, David | Individual | – | MANAGING PARTNER | 03/2020 | 25-50% |
| GRABOWSKI, JORDAN, MICHAEL | Individual | – | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | 03/2020 | 25-50% |
| Rymes, John, A. | Individual | – | MEMBER | 01/2023 | 5-10% |