WEDGEWOOD ASSET MANAGEMENT, LLC
Adviser information for WEDGEWOOD ASSET MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $187.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $187.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $187.9M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-124744 |
|---|---|
| SEC ERA File Number | 801-124744 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312054 |
| Legal Entity Identifier | None |
Principal Office
2015 MANHATTAN BEACH BLVDSUITE 220
REDONDO BEACH
CA
United States
Monday - Friday, 9:00AM - 5:00PM PT
Tel: 310-760-4010, Fax: None
Chief Compliance Officer
LIN NA WONG
VICE PRESIDENT, LEGAL
2015 MANHATTAN BEACH BLVD
SUITE 100
REDONDO BEACH
CA
United States
Tel:
310-640-3070
L****@****************M
(Full email address available in API data)
Industry Affiliates
| WEDGEWOOD HOMES REALTY | Real estate broker or dealer |
| WEDGEWOOD HOMES REALTY - TX, LLC | Real estate broker or dealer |
| WEDGEWOOD HOMES REALTY II, LLC | Real estate broker or dealer |
| WEDGEWOOD HOMES REALTY III, LLC | Real estate broker or dealer |
| WEDGEWOOD HOMES REALTY, LLC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRIMROSE PREFERRED EQUITY FUND, LLC | Private Equity Fund | $96.6M | $1.0M | 28 |
| RIVERHAWK FUNDING III, LLC | MEZZANINE LOAN FUND | $91.3M | $0.5M | 65 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEDGEWOOD, LLC | Domestic Entity | – | MANAGING MEMBER | 11/2020 | > 75% |
| GEISER, HANNAH | Individual | – | DIRECTOR | 01/2023 | < 5% |
| GH INVESTORS | Domestic Entity | WEDGEWOOD, LLC | MEMBER | 10/2015 | 25-50% |
| GREGORY GEISER 2015 DELAWARE TRUST | Domestic Entity | GH INVESTORS | TRUSTEE | 10/2015 | 50-75% |
| NANCY GEISER 2015 DELAWARE TRUST | Domestic Entity | GH INVESTORS | TRUSTEE | 10/2015 | 50-75% |
| Geiser, Kelly Anna, Katherine | Individual | GREGORY GEISER 2015 DELAWARE TRUST | TRUSTEE | 10/2015 | |
| Geiser, Kelly Anna, Katherine | Individual | NANCY GEISER 2015 DELAWARE TRUST | TRUSTEE | 10/2015 | |
| WONG, LIN, NA | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |