1271787 LLC

Adviser information for 1271787 LLC last updated from Form ADV on November 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other <5 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Pension consulting servicesGENERAL CONSULTING SERVICES
Compensation CONSULTING FEES

Identifiers

SEC RIA File Number 801-124745
SEC ERA File Number 801-124745
SEC CIK Numbers None
SEC CRD Numbers 320620
Legal Entity Identifier None

Principal Office

228 CEDAR STREET
CORNING
NY
United States
Monday - Friday, 0700-1430
Tel: 646-732-5945, Fax: None

Chief Compliance Officer

ANDREW BARBER
MANAGING MEMBER; CCO
228 CEDAR STREET
CORNING
NY
United States
Tel: 646-732-5945
(Full email address available in API data)

Regulatory Contact

JAMES E GRAND
ATTY IN FACT
74-900 HWY 111
SUITE 124
INDIAN WELLS
CA
United States
Tel: 7607734700
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
King, Adam Individual MANAGING MEMBER 03/2022 50-75%
BARBER, ANDREW, DALE Individual MANAGING MEMBER; CHIEF COMPLIANCE OFFICER 03/2022 50-75%

No. Employees, Historic

10502022202320241 on 3/25/20221 on 3/30/20221 on 8/4/20222 on 3/27/20232 on 5/24/20232 on 10/24/20232 on 11/16/2023

RAUM, Historic

200M100M02022202320240 on 3/25/20220 on 3/30/20220 on 8/4/2022200000000 on 3/27/2023141140000 on 5/24/2023141140000 on 10/24/2023

No. Clients, Historic

10502022202320240 on 3/25/20220 on 3/30/20220 on 8/4/20221 on 3/27/20231 on 5/24/20231 on 10/24/20230 on 11/16/2023