PRECISE INVESTMENT MANAGEMENT, INC.
Adviser information for PRECISE INVESTMENT MANAGEMENT, INC. last updated from Form ADV on January 10th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 174 | $114.2M |
| Non-Discretionary | 0 | $0 |
| Total | 174 | $114.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 157 | $33.2M |
| HNW Individuals | 17 | $81.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 50.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRECISE INVESTMENT WRAP PROGRAM | PRECISE INVESTMENT MANAGEMENT, INC. |
Identifiers
| SEC RIA File Number | 801-124750 |
|---|---|
| SEC ERA File Number | 801-124750 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282557 |
| Legal Entity Identifier | None |
Principal Office
600 CENTRAL AVESUITE 293
HIGHLAND PARK
IL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 702-906-0940, Fax: None
Chief Compliance Officer
JAMES KIM
CHIEF COMPLIANCE OFFICER
600 CENTRAL AVE
SUITE 293
HIGHLAND PARK
IL
United States
Tel:
702-906-0940
J***@****************M
(Full email address available in API data)
Regulatory Contact
MYRNA CHAVIRA
PRESIDENT
600 CENTRAL AVE
SUITE 293
HIGHLAND PARK
IL
United States
Tel:
702-906-0940
M****@****************M
(Full email address available in API data)
Industry Affiliates
| INSIGHT SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INTELLIGENICS, INC. | Domestic Entity | – | OWNER/MEMBER | 07/2013 | > 75% |
| LEGASPY, CARLOS, JAVIER | Individual | INTELLIGENICS, INC. | PRESIDENT | 07/2013 | > 75% |
| CHAVIRA, MYRNA, ESTELA | Individual | – | PRESIDENT | 10/2021 | < 5% |
| KIM, JAMES, J | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| BANCO SAN JUAN INTERNACIONAL INC. | Domestic Entity | INTELLIGENICS, INC. | SHAREHOLDER | 10/2022 | 25-50% |