WICKHAM FINANCIAL & INSURANCE SERVICES
WICKHAM FINANCIAL GROUP, INC. Legal Name
Adviser information for WICKHAM FINANCIAL & INSURANCE SERVICES last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $6.5M |
| Non-Discretionary | 675 | $137.9M |
| Total | 693 | $144.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 269 | $75.7M |
| HNW Individuals | 18 | $65.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-124758 |
|---|---|
| SEC ERA File Number | 801-124758 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307299 |
| Legal Entity Identifier | None |
Principal Office
331 WASHINGTON AVENUE NEMARIETTA
GA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 770-424-8711, Fax: None
Chief Compliance Officer
GRAHAM WICKHAM
PRESIDENT AND CEO
331 WASHINGTON AVENUE NE
MARIETTA
GA
United States
Tel:
(770) 424-8711
G*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WICKHAM, GRAHAM, STEWART | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 02/2020 | > 75% |