ILLUMEN CAPITAL MANAGEMENT, LLC
Adviser information for ILLUMEN CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $277.6M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $277.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $277.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMCARRIED INTEREST PAID TO THE GENERAL PARTNER |
Identifiers
| SEC RIA File Number | 801-124765 |
|---|---|
| SEC ERA File Number | 801-124765 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305411 |
| Legal Entity Identifier | None |
Principal Office
2323 BROADWAYOAKLAND
CA
United States
Monday - Friday, 9AM-5PM
Tel: 510-250-1510, Fax: None
Chief Compliance Officer
KATHLEEN TWOMEY
VICE PRESIDENT OF FINANCE & OPERATIONS
600 5TH AVE
2ND FLOOR
NEW YORK
NY
United States
Tel:
(510) 250-1514
K****@*****************M
(Full email address available in API data)
Regulatory Contact
JASON HENNING
SENIOR VICE PRESIDENT/ INVESTOR RELATIONS
2323 BROADWAY
OAKLAND
CA
United States
Tel:
510-250-1512
J****@*****************M
(Full email address available in API data)
Industry Affiliates
| ILLUMEN CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ILLUMEN CAPITAL II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ILLUMEN CATALYST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ILLUMEN CAPITAL II A, LP | FUND OF FUNDS | $18.3M | $1.0M | 36 |
| ILLUMEN CAPITAL II, LP | FUND OF FUNDS | $139.1M | $1.0M | 92 |
| ILLUMEN CAPITAL PRI, LP | FUND OF FUNDS | $5.4M | $1.0M | 1 |
| ILLUMEN CAPITAL, LP | FUND OF FUNDS | $86.3M | $1.0M | 77 |
| ILLUMEN CATALYST FUND, LP | FUND OF FUNDS | $28.5M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LYRIC CAPITAL, LLC | Domestic Entity | – | MEMBER | 05/2017 | 25-50% |
| DODSON IV, NORRIS, A. | Individual | – | MANAGER | 05/2017 | 50-75% |
| WILKES, CHARLES, C. | Individual | LYRIC CAPITAL, LLC | PARTNER | 10/2018 | 25-50% |
| SHERVIN, BERKELEY, M. | Individual | LYRIC CAPITAL, LLC | PARTNER | 10/2018 | 25-50% |
| TWOMEY, KATHLEEN, JANE | Individual | – | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT OF FINANCE & OPERATIONS | 06/2021 | < 5% |