EAST LODGE CAPITAL PARTNERS LLP
Adviser information for EAST LODGE CAPITAL PARTNERS LLP last updated from Form ADV on October 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $638.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $638.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $638.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-124766 |
|---|---|
| SEC ERA File Number | 801-124766 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172215 |
| Legal Entity Identifier | 213800R3PJ4RAFCJCQ10 |
Principal Office
ALDERMARY HOUSE, 10-15 QUEEN STREETLONDON
United Kingdom
Monday - Friday, 8:30 AM - 6:00 PM
Tel: 44 203 540 8400, Fax: None
Chief Compliance Officer
JULIAN VERSTEEG
GENERAL COUNSEL
ALDERMARY HOUSE, 10-15 QUEEN STREET
LONDON
United Kingdom
Tel:
44 203 540 8440
C*********@*******************M
(Full email address available in API data)
Regulatory Contact
ALISTAIR LUMSDEN
CIO
ALDERMARY HOUSE, 10-15 QUEEN STREET
LONDON
United Kingdom
Tel:
44 203 540 8401
A**********@*******************M
(Full email address available in API data)
Industry Affiliates
| EAST LODGE CAPITAL GP LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAST LODGE CAPITAL MANAGEMENT LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EAST LODGE CAPITAL CREDIT OPPORTUNITIES MASTER FUND LTD | Hedge Fund | $267.2M | $1.0M | 63 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LUMSDEN, ALISTAIR, MICHAEL | Individual | – | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER, PARTNER | 08/2013 | 10-25% |
| EAST LODGE SERVICES (UK) LTD. | Foreign Entity | – | CORPORATE MEMBER, PARTNER | 08/2013 | > 75% |
| EAST LODGE CAPITAL MANAGEMENT LTD. | Foreign Entity | EAST LODGE SERVICES (UK) LTD | SHAREHOLDER | 08/2013 | > 75% |
| LUMSDEN, ALISTAIR, MICHAEL | Individual | EAST LODGE CAPITAL MANAGEMENT LTD. | SHAREHOLDER | 08/2013 | > 75% |
| TOWERS, KENNETH, MARTIN | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, PARTNER | 08/2015 | < 5% |
| VERSTEEG, JULIAN, DAVID | Individual | – | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, PARTNER | 05/2019 | < 5% |
| FIONDA, KENNETH, QUINN | Individual | – | GLOBAL HEAD OF BUSINESS DEVELOPMENT, PARTNER | 03/2022 | < 5% |
| KRASNER, JOSHUA, LEVI | Individual | – | PORTFOLIO MANAGER, PARTNER | 02/2022 | < 5% |