MAYFIELD ADVISORS, INC.
Adviser information for MAYFIELD ADVISORS, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 122 | $120.6M |
| Non-Discretionary | 0 | $0 |
| Total | 122 | $120.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $10.8M |
| HNW Individuals | 22 | $107.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.5M |
| Charitable organizations | <5 | $778,255 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-124782 |
|---|---|
| SEC ERA File Number | 801-124782 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144072 |
| Legal Entity Identifier | None |
Principal Office
438 CAMBRIDGE AVENUESUITE 100
PALO ALTO
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 650-856-6600, Fax: 650-856-6191
Websites
Chief Compliance Officer
MARK TORRES
ADVISOR
438 CAMBRIDGE AVENUE
SUITE 100
PALO ALTO
CA
United States
Tel:
650-856-6600
Fax:
650-856-6191
M***@*******************M
(Full email address available in API data)
Regulatory Contact
LAMBERTO D. TORRES
PRESIDENT
438 CAMBRIDGE AVENUE
SUITE 100
PALO ALTO
CA
United States
Tel:
(650) 856-6600
B***@*******************M
(Full email address available in API data)
Industry Affiliates
| IRVIN, ABRAHAMSON & COMPANY, CPAS, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TORRES, LAMBERTO, DURAN | Individual | – | PRESIDENT, SECRETARY, TREASURER | 01/2007 | > 75% |
| Torres, Mark, Santa Maria | Individual | – | CHIEF COMPLIANCE OFFICER AND ADVISOR | 06/2022 | < 5% |