AP CAPITAL DELAWARE LLC
Adviser information for AP CAPITAL DELAWARE LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $107.7M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $107.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $20.3M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $87.4M |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-124787 |
|---|---|
| SEC ERA File Number | 801-124787 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315796 |
| Legal Entity Identifier | None |
Principal Office
405 LEXINGTON AVENUEFLOOR 7
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 929-354-3757, Fax: None
Websites
Chief Compliance Officer
WAYNE WEN
1133 CENTRAL BUILDING
HONG KONG
Hong Kong
Tel:
852 3910 1016
Fax:
852 3910 1032
W********@**********************M
(Full email address available in API data)
Regulatory Contact
XIAO MING JIANG
DIRECTOR
BOULEVARD DE MAISONNEUVE EST
1262
MONTR�AL
Canada
Tel:
5146613688
Fax:
852 3910 1032
M*********@**********************M
(Full email address available in API data)
Industry Affiliates
| AP CAPITAL MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| AP CAPITAL MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AP CAPITAL ABSOLUTE RETURN FUND | Hedge Fund | $52.1M | $0.1M | 16 |
| AP CAPITAL SPC | Hedge Fund | $7.4M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Wen, Ling | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |
| CHIU, CHEUK MAN | Individual | – | DIRECTOR AND CEO | 01/2021 | < 5% |
| AP CAPITAL ASSET MANAGEMENT LIMITED | Foreign Entity | – | PARENT | 01/2021 | > 75% |
| AP TECHNOLOGY HOLDINGS (CAYMAN) LIMITED | Foreign Entity | AP CAPITAL ASSET MANAGEMENT LIMITED | HOLDING COMPANY | 05/2018 | > 75% |
| Leung, Tai Ho | Individual | AP TECHNOLOGY HOLDINGS (CAYMAN) LIMITED | OWNER | 06/2019 | > 75% |