FRANGO FINANCIAL

FRANGO FINANCIAL LLC Legal Name

Adviser information for FRANGO FINANCIAL last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location District of Columbia, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 346 $111.5M
Non-Discretionary 0 $0
Total 346 $111.5M

Clients

Type Number RAUM
Individuals 36 $81.7M
HNW Individuals 41 $29.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesTAX PREPARATION
Compensation Hourly chargesFixed fees

Identifiers

SEC RIA File Number 801-124790
SEC ERA File Number 801-124790
SEC CIK Numbers None
SEC CRD Numbers 154204
Legal Entity Identifier None

Principal Office

4545 42ND STREET NW
SUITE 314
WASHINGTON
DC
United States
Monday - Friday, BY APPOINTMENT
Tel: 202-244-4460, Fax: None

Chief Compliance Officer

FRANCES GOLDMAN
PRESIDENT
4545 42ND STREET NW
SUITE 314
WASHINGTON
DC
United States
Tel: 202-244-4460
(Full email address available in API data)

Regulatory Contact

JOHN CARR
COMPLIANCE COUNSEL (EXTERNAL)
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel: 503-635-5244
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOLDMAN, FRANCES, ELLEN Individual PRESIDENT, CCO 01/2009 > 75%

No. Employees, Historic

105020222023202420252 on 3/29/20222 on 3/29/20232 on 3/8/2024

RAUM, Historic

200M100M02022202320242025106500000 on 3/29/202297600000 on 3/29/2023111470992 on 3/8/2024

No. Clients, Historic

80400202220232024202571 on 3/29/202266 on 3/29/202377 on 3/8/2024