SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
Adviser information for SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 971 | $230.4M |
| Non-Discretionary | 0 | $0 |
| Total | 971 | $230.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 652 | $176.8M |
| HNW Individuals | 27 | $47.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-124799 |
|---|---|
| SEC ERA File Number | 801-124799 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319298 |
| Legal Entity Identifier | None |
Principal Office
3143 STATE ROADSUITE 101
LA CROSSE
WI
United States
Monday - Friday, 8AM - 5PM
Tel: 608-784-9100, Fax: None
Chief Compliance Officer
GERY SADZEWICZ
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Regulatory Contact
LARRY SCHAMBERGER
MEMBER
3143 STATE ROAD
SUITE 101
LA CROSSE
WI
United States
Tel:
608-784-9100
L****************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHAMBERGER, LAWRENCE, EDWARD | Individual | – | MEMBER | 02/2022 | 25-50% |
| UTTERBACK, DAVID, KENT | Individual | – | MEMBER | 02/2022 | 25-50% |
| GREYLAK, THOMAS, ANDREW | Individual | – | MEMBER | 02/2022 | 25-50% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |