ELAN WEALTH MANAGEMENT, L.L.C.
Adviser information for ELAN WEALTH MANAGEMENT, L.L.C. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 412 | $135.0M |
| Non-Discretionary | 0 | $0 |
| Total | 412 | $135.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 57 | $25.5M |
| HNW Individuals | 29 | $108.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-124808 |
|---|---|
| SEC ERA File Number | 801-124808 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144851 |
| Legal Entity Identifier | None |
Principal Office
132 HIGH DUNE LOOPSOUTHERN SHORES
NC
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (252) 255-1700, Fax: (866) 240-9103
Websites
Chief Compliance Officer
KIRSTIN L. HARK
DIRECTOR OF FINANCIAL PLANNING
448 VIKING DRIVE
SUITE 230
VIRGINIA BEACH
VA
United States
Tel:
(757) 618-8090
Fax:
(757) 333-7677
K******@****************M
(Full email address available in API data)
Regulatory Contact
ANDREW C. GREGORY
FINANCIAL ADVISOR
448 VIKING DRIVE
SUITE 230
VIRGINIA BEACH
VA
United States
Tel:
(757) 333-7676
Fax:
(757) 333-7677
A*****@****************M
(Full email address available in API data)
Industry Affiliates
| MONACO CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| STEWARD PARTNERS GLOBAL ADVISORY, LLC | Insurance company or agency |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Other investment adviser, including financial planners |
| STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREEDOM STREET PARTNERS LLC | Domestic Entity | – | OWNER | 06/2023 | > 75% |
| HARK, KIRSTIN, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING | 12/2023 | < 5% |
| FSP ENTERPRISE LLC | Domestic Entity | FREEDOM STREET PARTNERS LLC | OWNER | 12/2023 | > 75% |
| STEWARD PARTNERS HOLDINGS, LLC | Domestic Entity | FSP ENTERPRISE LLC | OWNER | 12/2023 | > 75% |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | Domestic Entity | STEWARD PARTNERS HOLDINGS, LLC | OWNER | 12/2023 | 50-75% |