FOLLOW RIA
UDON RIA SUB LLC Legal Name
Adviser information for FOLLOW RIA last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 90 | $31,345 |
| Non-Discretionary | 0 | $0 |
| Total | 90 | $31,345 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 90 | $31,345 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMSubscription fees |
Identifiers
| SEC RIA File Number | 801-124816 |
|---|---|
| SEC ERA File Number | 801-124816 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318724 |
| Legal Entity Identifier | None |
Principal Office
1 LETTERMAN DR C3500BUILDING C
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM PST TO 5PM PST
Tel: 707- 563-1896, Fax: None
Chief Compliance Officer
JOHN HAMMOND HEATH
1 LETTERMAN DR C3500
BUILDING C
SAN FRANCISCO
CA
United States
Tel:
4155458860
J*****@***************M
(Full email address available in API data)
Regulatory Contact
BENJAMIN TURNER
CHIEF OPERATIONS OFFICER
1 LETTERMAN DR C3500
BUILDING C
SAN FRANCISCO
CA
United States
Tel:
707-563-1986
B******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UDON LABS, INC. | Domestic Entity | – | MEMBER | 06/2021 | > 75% |
| F41 INVESTMENTS, LLC | Domestic Entity | UDON LABS, INC. | SHAREHOLDER CLASS F COMMON | 06/2021 | 50-75% |
| ABRAHAM, JACK, PHILLIP | Individual | F41 INVESTMENTS, LLC | MEMBER | 05/2013 | > 75% |
| COLE, MILES, JOSEPH | Individual | UDON LABS, INC. | SHAREHOLDER CLASS A COMMON | 06/2021 | 25-50% |
| Field, Manning, Reynolds | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2022 | < 5% |
| Field, Manning, Reynolds | Individual | UDON LABS, INC. | SHAREHOLDER CLASS A COMMON | 08/2022 | 25-50% |
| HEATH, JOHN, HAMMOND | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| Turner, Benjamin, Linford | Individual | – | CHIEF OPERATIONS OFFICER | 03/2023 | < 5% |