WALSKY INVESTMENT MANAGEMENT INC
Adviser information for WALSKY INVESTMENT MANAGEMENT INC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 222 | $117.0M |
| Non-Discretionary | 0 | $0 |
| Total | 222 | $117.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 65 | $25.3M |
| HNW Individuals | 32 | $84.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.9M |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $904,897 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-124822 |
|---|---|
| SEC ERA File Number | 801-124822 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106991 |
| Legal Entity Identifier | None |
Principal Office
2650 WESTVIEW DRIVEWYOMISSING
PA
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 610-670-6918, Fax: 610-670-6937
Websites
Chief Compliance Officer
WARD, ELIZABETH ANN
VICE-PRESIDENT, SECRETARY
2650 WESTVIEW DRIVE
WYOMISSING
PA
United States
Tel:
610-670-6918
Fax:
610-670-6937
B****@*********M
(Full email address available in API data)
Regulatory Contact
HAFER, CRAIG DOUGLAS
CHAIRMAN, PRESIDENT, TREASURER
2650 WESTVIEW DRIVE
WYOMISSING
PA
United States
Tel:
610-670-6918
Fax:
610-670-6937
C****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARD, ELIZABETH, ANN | Individual | – | VICE-PRESIDENT, SECRETARY, & CHIEF COMPLIANCE OFFICER | 04/2000 | < 5% |
| HAFER, CRAIG, DOUGLAS | Individual | – | CHAIRMAN, PRESIDENT & TREASURER | 01/2012 | > 75% |