DOVER ADVISORS, LLC

Adviser information for DOVER ADVISORS, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 259 $241.2M
Non-Discretionary 4 $20.2M
Total 263 $261.4M

Clients

Type Number RAUM
Individuals 41 $36.0M
HNW Individuals 54 $218.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $5.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-124840
SEC ERA File Number 801-124840
SEC CIK Numbers 1964541
SEC CRD Numbers 320832
Legal Entity Identifier None

Principal Office

2235 STAPLES MILL ROAD
SUITE 110
RICHMOND
VA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 804-750-3665, Fax: None

Chief Compliance Officer

JESSE T. ELLINGTON
PRINCIPAL, MANAGING MEMBER
2235 STAPLES MILL ROAD
SUITE 110
RICHMOND
VA
United States
Tel: 804-750-3665
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ELLINGTON, JESSE, THOMPSON Individual MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER 03/2022 25-50%
Wallace, Maxwell, C Individual DIRECTOR OF CLIENT SERVICES 09/2022 25-50%
ABBE, JAMES, EDWARD Individual CO-CHIEF INVESTMENT OFFICER 09/2022 10-25%
ANTRIM, JOHN, MASON LEE Individual MANAGING PARTNER 09/2022 5-10%

No. Employees, Historic

105020222023202420251 on 3/30/20221 on 4/27/20221 on 4/27/20221 on 4/27/20221 on 5/3/20221 on 7/14/20221 on 7/26/20221 on 8/29/20224 on 9/14/20225 on 2/23/20235 on 6/5/20235 on 7/14/20235 on 10/20/20237 on 2/14/2024

RAUM, Historic

300M150M020222023202420250 on 3/30/20220 on 4/27/20220 on 4/27/20220 on 4/27/20220 on 5/3/20220 on 7/14/20220 on 7/26/20220 on 8/29/2022111900000 on 9/14/2022155070000 on 2/23/2023155070000 on 6/5/2023155070000 on 7/14/2023155070000 on 10/20/2023261400000 on 2/14/2024

No. Clients, Historic

10050020222023202420250 on 3/30/20220 on 4/27/20220 on 4/27/20220 on 4/27/20220 on 5/3/20220 on 7/14/20220 on 7/26/20220 on 8/29/202230 on 9/14/202298 on 2/23/202398 on 6/5/202398 on 7/14/202398 on 10/20/202395 on 2/14/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 3M 24K
ABBVIE INC COM 1M 8K
ACCENTURE PLC IRELAND SHS CLASS A 2M 6K
ADOBE INC COM 2M 3K
AIR PRODS & CHEMS INC COM 1M 4K
ALBEMARLE CORP COM 611K 6K
ALPHABET INC CAP STK CL C 601K 3K
ALPHABET INC CAP STK CL A 4M 23K
ALTRIA GROUP INC COM 634K 14K
AMAZON COM INC COM 4M 23K
AMERICAN EXPRESS CO COM 2M 8K
APPLE INC COM 12M 58K
AT&T INC COM 259K 14K
ATLANTIC UN BANKSHARES CORP COM 379K 12K
BANK AMERICA CORP COM 424K 11K
BECTON DICKINSON & CO COM 1M 5K
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 6K
BLACKROCK INC COM 951K 1K
BLACKSTONE INC COM 265K 2K
BRIXMOR PPTY GROUP INC COM 767K 33K
BROADCOM INC COM 1M 806
CANADIAN PACIFIC KANSAS CITY COM 489K 6K
CARRIER GLOBAL CORPORATION COM 695K 11K
CATERPILLAR INC COM 237K 712
CHEVRON CORP NEW COM 2M 15K
CISCO SYS INC COM 204K 4K
COCA COLA CO COM 714K 11K
COMCAST CORP NEW CL A 303K 8K
CONSTELLATION BRANDS INC CL A 910K 4K
COSTCO WHSL CORP NEW COM 976K 1K
CUMMINS INC COM 300K 1K
DISNEY WALT CO COM 2M 18K
DOMINION ENERGY INC COM 772K 16K
DUKE ENERGY CORP NEW COM NEW 1M 12K
EATON CORP PLC SHS 4M 12K
ELEVANCE HEALTH INC COM 432K 797
ELI LILLY & CO COM 1M 2K
EMERSON ELEC CO COM 914K 8K
EXPEDIA GROUP INC COM NEW 1M 9K
EXXON MOBIL CORP COM 2M 18K
FORTINET INC COM 793K 13K
FS KKR CAP CORP COM 503K 26K
GALLAGHER ARTHUR J & CO COM 1M 5K
GENERAL DYNAMICS CORP COM 541K 2K
GENUINE PARTS CO COM 243K 2K
GRAB HOLDINGS LIMITED CLASS A ORD 72K 20K
HALLIBURTON CO COM 516K 15K
HOME DEPOT INC COM 2M 5K
HONEYWELL INTL INC COM 2M 11K
INGREDION INC COM 2M 14K
INTEL CORP COM 409K 13K
INTERNATIONAL BUSINESS MACHS COM 1M 6K
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 850K 52K
INVESCO EXCH TRD SLF IDX FD BULSHS 2028 MUNI 509K 22K
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 MUNI 556K 22K
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 228K 13K
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 334K 17K
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 371K 19K
INVESCO EXCH TRD SLF IDX FD INVESCO BULLETSH 239K 12K
INVESCO EXCH TRD SLF IDX FD BULLETSHS 2032 327K 16K
ISHARES TR CORE S&P500 ETF 399K 730
ISHARES TR 20 YR TR BD ETF 508K 6K
ISHARES TR RUS MID CAP ETF 2M 25K
ISHARES TR ISHARES BIOTECH 359K 3K
ISHARES TR S&P MC 400GR ETF 366K 4K
ISHARES TR U.S. TECH ETF 301K 2K
ISHARES TR PFD AND INCM SEC 673K 21K
ISHARES TR RUS TP200 GR ETF 1M 7K
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 24K
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 656K 12K
JACOBS SOLUTIONS INC COM 1M 9K
JOHNSON & JOHNSON COM 2M 15K
JPMORGAN CHASE & CO. COM 4M 17K
KINSALE CAP GROUP INC COM 989K 3K
KLA CORP COM NEW 3M 4K
KNIGHTSCOPE INC CLASS A COM 4K 13K
LAUDER ESTEE COS INC CL A 627K 6K
LINDE PLC SHS 1M 2K
LOWES COS INC COM 2M 11K
MARKEL GROUP INC COM 433K 275
MARSH & MCLENNAN COS INC COM 1M 5K
MASCO CORP COM 312K 5K
MCDONALDS CORP COM 975K 4K
MERCK & CO INC COM 2M 12K
META PLATFORMS INC CL A 258K 512
METLIFE INC COM 256K 4K
MICROCHIP TECHNOLOGY INC. COM 1M 16K
MICROSOFT CORP COM 14M 32K
MONDELEZ INTL INC CL A 987K 15K
NETFLIX INC COM 832K 1K
NEXTERA ENERGY INC COM 2M 26K
NIKE INC CL B 2M 25K
NORFOLK SOUTHN CORP COM 764K 4K
NVIDIA CORPORATION COM 288K 2K
ORACLE CORP COM 1M 8K
OTIS WORLDWIDE CORP COM 372K 4K
PALO ALTO NETWORKS INC COM 3M 8K
PARKER-HANNIFIN CORP COM 1M 3K
PEPSICO INC COM 2M 15K
PFIZER INC COM 446K 16K
PHILIP MORRIS INTL INC COM 790K 8K
PROCTER AND GAMBLE CO COM 1M 8K
PROLOGIS INC. COM 485K 4K
QUALCOMM INC COM 313K 2K
RTX CORPORATION COM 3M 28K
SALESFORCE INC COM 1M 5K
SPDR GOLD TR GOLD SHS 487K 2K
STARBUCKS CORP COM 274K 4K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2M 12K
TEXAS INSTRS INC COM 226K 1K
THERMO FISHER SCIENTIFIC INC COM 2M 3K
TJX COS INC NEW COM 258K 2K
TRUIST FINL CORP COM 205K 5K
UBER TECHNOLOGIES INC COM 1M 16K
UDR INC COM 4M 102K
UNITEDHEALTH GROUP INC COM 3M 7K
VANGUARD INDEX FDS GROWTH ETF 540K 1K
VANGUARD INDEX FDS VALUE ETF 421K 3K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 343K 8K
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 203K 3K
VANGUARD WORLD FD MEGA GRWTH IND 355K 1K
VERIZON COMMUNICATIONS INC COM 900K 22K
VISA INC COM CL A 833K 3K
WALMART INC COM 337K 5K
YUM BRANDS INC COM 273K 2K
ZOETIS INC CL A 834K 5K