NINTH ETERNITY ASSET MANAGEMENT LLC
Adviser information for NINTH ETERNITY ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $204.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $204.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $204.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-124851 |
|---|---|
| SEC ERA File Number | 801-124851 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306985 |
| Legal Entity Identifier | None |
Principal Office
1 BROADWAYCAMBRIDGE
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 508-638-8199, Fax: None
Websites
Chief Compliance Officer
STEVE SOLANO
1 BROADWAY
CAMBRIDGE
MA
United States
Tel:
5162866888
S***********@***************M
(Full email address available in API data)
Industry Affiliates
| NINTH ETERNITY CAPITAL HK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NINTH ETERNITY SECURITIES ASIA LTD. | Sponsor, GP, manager of pooled investment vehicles |
| NINTH ETERNITY SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NINTH ETERNITY ASIA FUND II LP | Private Equity Fund | $109.4M | $1.0M | 5 |
| NINTH ETERNITY ASIA FUND LP | Private Equity Fund | $95.5M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| zhang, junhui | Individual | JDNE INVESTMENT LIMITED | OWNER | 05/2019 | 50-75% |
| NE USA HOLDING LLC | Domestic Entity | – | OWNER OF NINTH ETERNITY ASSET MANAGEMENT LLC | 08/2019 | > 75% |
| NINTH ETERNITY DEEP TECH GROUP | Foreign Entity | NE USA HOLDING LLC | OWNER | 05/2019 | > 75% |
| JDNE INVESTMENT LIMITED | Foreign Entity | NINTH ETERNITY DEEP TECH GROUP | OWNER | 05/2019 | > 75% |
| Dong, Yanyan | Individual | JDNE INVESTMENT LIMITED | OWNER | 01/2020 | 25-50% |
| QIAN, STEVEN, JUN | Individual | – | COO | 09/2021 | < 5% |
| SOLANO, STEVE, NMN | Individual | – | CCO | 01/2022 | < 5% |
| Zhang, Junhui | Individual | – | CEO | 02/2022 | < 5% |
| Dong, Yanyan | Individual | – | CIO | 02/2022 | < 5% |