PROSPECT PARTNERS ADVISORS LLC
Adviser information for PROSPECT PARTNERS ADVISORS LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $301.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $301.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $301.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesEXPENSE REIMBURSEMENT |
Identifiers
| SEC RIA File Number | 801-124852 |
|---|---|
| SEC ERA File Number | 801-124852 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317720 |
| Legal Entity Identifier | None |
Principal Office
227 WEST MONROE STREETSUITE 3550
CHICAGO
IL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (312) 782-7400, Fax: 312-782-7410
Chief Compliance Officer
ERIK MAURER
227 WEST MONROE STREET
SUITE 3550
CHICAGO
IL
United States
Tel:
3128018623
E******@********************M
(Full email address available in API data)
Industry Affiliates
| PROSPECT PARTNERS CV MANAGEMENT GROUP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PROSPECT PARTNERS MANAGEMENT GROUP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PP III CONTINUATION FUND, L.P. | Private Equity Fund | $293.6M | $0.0M | 17 |
| PROSPECT PARTNERS II, LP | Private Equity Fund | $8.2M | $3.0M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAURER, ERIK | Individual | – | CHIEF COMPLIANCE OFFICER & MEMBER | 10/2021 | 25-50% |
| HOLCOMB, BRETT | Individual | – | MEMBER | 10/2021 | 25-50% |
| ODELL, BRADLEY, CURTIS | Individual | – | MEMBER | 10/2021 | 25-50% |