BATTLE INVESTMENT GROUP, LLC
Adviser information for BATTLE INVESTMENT GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $282.3M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $282.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $282.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-124874 |
|---|---|
| SEC ERA File Number | 801-124874 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283292 |
| Legal Entity Identifier | N/A |
Principal Office
3715 NORTHSIDE PARKWAY NWBUILDING 400, SUITE 385
ATLANTA
GA
United States
Monday - Friday, 8AM - 8PM
Tel: (404) 400-7755, Fax: N/A
Chief Compliance Officer
DAVID M. BATTLE
MANAGING MEMBER
3715 NORTHSIDE PARKWAY NW
BUILDING 400, SUITE 385
ATLANTA
GA
United States
Tel:
917-273-9261
Fax:
N/A
D****@************************M
(Full email address available in API data)
Regulatory Contact
WILLIAM GOW
VICE PRESIDENT, OPERATIONS
3715 NORTHSIDE PARKWAY NW
BUILDING 400, SUITE 385
ATLANTA
GA
United States
Tel:
7702982905
B***@************************M
(Full email address available in API data)
Industry Affiliates
| BATTLE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BATTLE OPPORTUNITIES II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BATTLE OPPORTUNITIES II, LP | Private Equity Fund | $48.9M | $1.0M | 44 |
| BATTLE OPPORTUNITIES, LP | Private Equity Fund | $98.3M | $1.0M | 18 |
| DYNAMIC NC INVESTMENT HOLDINGS, LP | Private Equity Fund | $55.5M | $0.0M | 34 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Battle, David, Marriott | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 10/2015 | > 75% |