RESOLUTE CAPITAL ASSET PARTNERS LLC

Adviser information for RESOLUTE CAPITAL ASSET PARTNERS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $284.4M
Non-Discretionary 0 $0
Total 3 $284.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $284.4M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-124889
SEC ERA File Number 801-124889
SEC CIK Numbers 1834913
SEC CRD Numbers 298866
Legal Entity Identifier None

Principal Office

5050 S. SYRACUSE ST.
SUITE 795
DENVER
CO
United States
Monday - Friday, 9-5
Tel: 303-209-4114, Fax: N/A

Chief Compliance Officer

ANITA FALICIA
COO
5050 S. SYRACUSE ST
SUITE 795
DENVER
CO
United States
Tel: 3032094114
(Full email address available in API data)

Industry Affiliates

FIOS CAPITAL, LLC Sponsor, GP, manager of pooled investment vehicles
FIOS PARTNERS, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
FIOS PARTNERS LLC Private Equity Fund $45.1M $0.0M 3
FIOS VENTURE HOLDINGS LLC Private Equity Fund $9.4M $0.0M 5
RESOLUTE CAPITAL ASSET PARTNERS FUND I LP Hedge Fund $230.0M $5.0M 16

Control Persons

Name Type Entity Title Since Ownership
HILLARY, JAMES, AQUINAS Individual CEO 09/2018 > 75%
FALICIA, ANITA, EILEEN Individual CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 09/2018 < 5%

No. Employees, Historic

105020222023202420256 on 3/31/20226 on 5/31/20226 on 3/31/20236 on 6/12/20236 on 3/28/2024

RAUM, Historic

300M150M02022202320242025209426587 on 3/31/2022209426587 on 5/31/2022197322357 on 3/31/2023197322357 on 6/12/2023284404230 on 3/28/2024

No. Clients, Historic

105020222023202420251 on 3/31/20221 on 5/31/20221 on 3/31/20231 on 6/12/20233 on 3/28/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM 3K 30K
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ADOBE INC COM 3K 6K
AERCAP HOLDINGS NV COM 14K 150K
AIR LEASE CORP COM 4K 75K
ALPHABET INC COM 7K 40K
AMAZON COM INC COM 19K 98K
API GROUP CORP COM 7K 175K
ASCENDIS PHARMA A/S COM 6K 47K
AUTOZONE INC COM 4K 1K
AXON ENTERPRISE INC COM 3K 10K
CONSOL ENERGY INC NEW COM 3K 30K
CORECIVIC INC COM 649 50K
CRANE COMPANY COM 7K 48K
CRINETICS PHARMACEUTICALS IN COM 1K 30K
EMERSON ELEC CO COM 4K 35K
EVOLV TECHNOLOGIES HLDNGS IN COM 510 200K
EXXON MOBIL CORP COM 6K 50K
FIGS INC COM 799 150K
FTAI AVIATION LTD COM 12K 119K
GEN RESTAURENT GROUP COM 675 75K
GILEAD SCIENCES INC COM 4K 55K
J JILL INC COM 2K 50K
KIRBY CORP COM 3K 25K
LANTHEUS HLDGS INC COM 7K 90K
MDU RES GROUP INC COM 2K 80K
MOTOROLA SOLUTIONS INC COM 4K 10K
NUTANIX INC COM 2K 40K
OLIN CORP COM 1K 30K
OLLIES BARGAIN OUTLET HLDGS COM 2K 20K
PAR TECHNOLOGY CORP COM 3K 60K
QUALCOMM INC COM 3K 18K
RED ROBIN GOURMET BURGERS IN COM 1K 150K
SAP SE COM 7K 35K
SERA PROGNOSTICS INC COM 474 80K
SILICON MOTION TECHNOLOGY CO COM 5K 65K
TD SYNNEX CORPORATION COM 3K 25K
TENET HEALTHCARE CORP COM 3K 25K
UNIVERSAL TECHNICAL INST INC COM 4K 225K
VEEVA SYS INC COM 2K 10K
VERONA PHARMA PLC COM 723 50K
VISTA OUTDOOR INC COM 1K 30K
VISTRA CORP COM 6K 65K
YANDEX N V COM 0 52K