HARVEST ASSET GROUP, LLC
Adviser information for HARVEST ASSET GROUP, LLC last updated from Form ADV on January 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maine, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 311 | $107.3M |
| Non-Discretionary | 0 | $0 |
| Total | 311 | $107.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $19.3M |
| HNW Individuals | 37 | $88.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-124896 |
|---|---|
| SEC ERA File Number | 801-124896 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165216 |
| Legal Entity Identifier | None |
Principal Office
15 MONUMENT SQUARESUITE 3E
PORTLAND
ME
United States
Monday - Friday, BY APPOINTMENT
Tel: 207-775-1151, Fax: 866-870-1151
Chief Compliance Officer
MICHAEL DONAHOE
PRINCIPAL
15 MONUMENT SQUARE
SUITE 3E
PORTLAND
ME
United States
Tel:
207-775-1151
Fax:
866-870-1151
D******@********************M
(Full email address available in API data)
Regulatory Contact
ALAN ESKANDARI
FINANCIAL ADVISOR
15 MONUMENT SQUARE
SUITE 3E
PORTLAND
ME
United States
Tel:
207-775-1151
Fax:
866-870-1151
E********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DONAHOE, MICHAEL, GIRARD | Individual | – | PRINCIPAL & CHIEF COMPLIANCE OFFICER | 07/2012 | > 75% |