CFT CAPITAL MANAGEMENT, LLC
Adviser information for CFT CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $651.3M |
| Non-Discretionary | 4 | $1.6B |
| Total | 6 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $651.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $1.6B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-124933 |
|---|---|
| SEC ERA File Number | 801-124933 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319348 |
| Legal Entity Identifier | None |
Principal Office
1901 AVE OF THE STARSSUITE #1455
LOS ANGELES
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 3109808840, Fax: None
Chief Compliance Officer
CAREY KIM
1901 AVE OF THE STARS
SUITE 1455
LOS ANGELES
CA
United States
Tel:
310-980-8840
C********@**********M
(Full email address available in API data)
Regulatory Contact
WARREN WOO
1901 AVE. OF THE STARS
SUITE 1455
LOS ANGELES
CA
United States
Tel:
3109808840
W*********@***************M
(Full email address available in API data)
Industry Affiliates
| CFT CAPITAL PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CFT CAPITAL CO-INVESTMENTS, LP | Private Equity Fund | $54.8M | $0.1M | 1 |
| CFT CAPITAL PARTNERS FUND, LP | Private Equity Fund | $596.5M | $0.1M | 80 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOO, WARREN, CHRISTOPHER | Individual | – | MANAGING MEMBER | 03/2022 | 50-75% |
| Kim, Carey, Do | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 03/2022 | 25-50% |