ETHOS ESG INVESTMENTS LLC
Adviser information for ETHOS ESG INVESTMENTS LLC last updated from Form ADV on February 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | PROVIDING ESG SCREENED MODELS TO OTHER ADVISERS THROUGH INVESTMENT ADVISORY PROGRAM SPONSORS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-124955 |
|---|---|
| SEC ERA File Number | 801-124955 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319638 |
| Legal Entity Identifier | None |
Principal Office
140 BROWN RD SLONG LAKE
MN
United States
Monday - Friday, 9;00-5:00
Tel: 650-360-6020, Fax: None
Websites
Chief Compliance Officer
MATT GEISER
DIRECTOR OF OPERATIONS
140 BROWN RD S
LONG LAKE
MN
United States
Tel:
952-484-8055
M***@**********************M
(Full email address available in API data)
Regulatory Contact
KEVIN ZEMANN
COMPLIANCE
951 CRESTRIDGE ROAD
OMAHA
NE
United States
Tel:
4026307234
K**********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DESCHAPELLES, EDUARDO, MORALES | Individual | – | OWNER | 03/2022 | 5-10% |
| GEISER, JAMES, MATTHEW | Individual | – | CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS | 02/2022 | < 5% |
| WILCOX, LUKE, TIMOTHY | Individual | – | FOUNDER/CEO | 02/2022 | > 75% |