HEGARTY ADVISORS, LLC
Adviser information for HEGARTY ADVISORS, LLC last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 184 | $93.4M |
| Non-Discretionary | 0 | $0 |
| Total | 184 | $93.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 80 | $32.7M |
| HNW Individuals | 36 | $60.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-124958 |
|---|---|
| SEC ERA File Number | 801-124958 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306342 |
| Legal Entity Identifier | None |
Principal Office
1461 FRANKLIN AVEGARDEN CITY
NY
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 516-280-2323, Fax: None
Websites
Chief Compliance Officer
KEVIN HEGARTY
PRINCIPAL
1461 FRANKLIN AVE
GARDEN CITY
NY
United States
Tel:
516-280-2323
K****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEGARTY, KEVIN, PATRICK | Individual | – | PRINCIPAL AND CCO | 10/2019 | > 75% |