J.M. ARBOUR, LLC
Adviser information for J.M. ARBOUR, LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maine, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,124 | $115.5M |
| Non-Discretionary | 5 | $1.0M |
| Total | 1,129 | $116.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 474 | $78.9M |
| HNW Individuals | 19 | $37.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-124962 |
|---|---|
| SEC ERA File Number | 801-124962 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313352 |
| Legal Entity Identifier | None |
Principal Office
1 BRUNSWICK AVENUEGARDINER
ME
United States
Monday - Friday, 8:30-5:00PM
Tel: (207) 248-6767, Fax: (207) 466-3343
Chief Compliance Officer
JAC M. ARBOUR
1 BRUNSWICK AVENUE
GARDINER
ME
United States
Tel:
(207) 248-6767
Fax:
(207) 620-7264
J**@***********M
(Full email address available in API data)
Regulatory Contact
DEVON R. PCOLAR
1 BRUNSWICK AVENUE
GARDINER
ME
United States
Tel:
(207) 248-6767
Fax:
(207) 620-7264
D****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARBOUR, JAC, MICHAEL | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 11/2016 | > 75% |
| PCOLAR, DEVON, RAE | Individual | – | CHIEF OPERATING OFFICER | 05/2020 | < 5% |