RWA ADVISORS
RWA ADVISORS, LLC Legal Name
Adviser information for RWA ADVISORS last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 143 | $47.1M |
| Non-Discretionary | 32 | $70.4M |
| Total | 175 | $117.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $9.6M |
| HNW Individuals | 94 | $69.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $38.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)ESTATE PLANNING, INSURANCE POLICY REVIEWS & RELATED CONSULTING |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-124963 |
|---|---|
| SEC ERA File Number | 801-124963 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150120 |
| Legal Entity Identifier | None |
Principal Office
1200 N. FEDERAL HIGHWAYSUITE 200
BOCA RATON
FL
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 561-288-1160, Fax: 561-430-2673
Websites
www.linkedin.com/company/rubin-wealth-advisors/
www.rubinwealthadvisors.com
www.facebook.com/bobrubinwa
www.facebook.com/your401ksource
www.your401ksource.com
www.youtube.com/channel/ucqhaf0wxbru0tt4mffiiuaw/videos
twitter.com/rubinwa
www.instagram.com/rubinwealthadvisors/
gettr.com/user/rubinwa
gettr.com/user/rubinwa
truthsocial.com/@rubinwa
Chief Compliance Officer
ROBERT S. RUBIN
PRESIDENT
1200 N. FEDERAL HIGHWAY
SUITE 200
BOCA RATON
FL
United States
Tel:
(561) 866-1160
Fax:
561-430-2673
B**@**********M
(Full email address available in API data)
Industry Affiliates
| RUBIN WEALTH ADVISORS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUBIN, ROBERT, SCOTT | Individual | – | PRESIDENT, CCO | 02/2009 | > 75% |