TRUE WEALTH & COMPANY
TRUE WEALTH & COMPANY LLC Legal Name
Adviser information for TRUE WEALTH & COMPANY last updated from Form ADV on November 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 814 | $122.1M |
| Non-Discretionary | 42 | $4.4M |
| Total | 856 | $126.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 207 | $57.3M |
| HNW Individuals | 44 | $60.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $7.6M |
| Charitable organizations | <5 | $69,847 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshopsQUALIFIED PLAN CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-124969 |
|---|---|
| SEC ERA File Number | 801-124969 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174841 |
| Legal Entity Identifier | None |
Principal Office
7450 W 130TH STREETSUITE 300
OVERLAND PARK
KS
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 913-653-8783, Fax: 913-333-3909
Chief Compliance Officer
BRYAN SARFF
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
7450 W 130TH STREET
SUITE 300
OVERLAND PARK
KS
United States
Tel:
913-653-8783
Fax:
913-333-3909
B****@*****************M
(Full email address available in API data)
Regulatory Contact
KENNETH BURKHEAD
CFO
7450 W 130TH STREET
SUITE 300
OVERLAND PARK
KS
United States
Tel:
913-653-8783
Fax:
913-333-3909
K*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SARFF, BRYAN, ALLEN | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 01/2015 | 25-50% |
| BURKHEAD, KENNETH, EUGENE | Individual | – | CHIEF FINANCIAL OFFICER | 04/2021 | 25-50% |
| PAULSEN, BRIAN, THOMAS | Individual | – | CHIEF OPERATING OFFICER, PERSONAL WEALTH MANAGER | 01/2023 | 5-10% |