UNIVERSAL FINANCIAL ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Missouri, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	4
Registered State Investment Advisers	6
Licensed Agents of an Insurance Company	4
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	504	$202.1M
Non-Discretionary	0	$0
Total	504	$202.1M

Clients

Type	Number	RAUM
Individuals	195	$71.4M
HNW Individuals	54	$127.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$3.6M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$2
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly charges

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	202.1M
Both for Same	0

Portfolio Manager to Program	Sponsor
UFA WRAP FEE PROGRAM	UNIVERSAL FINANCIAL ADVISORS, LLC

Identifiers

SEC RIA File Number	801-124991
SEC ERA File Number	801-124991
SEC CIK Numbers	None
SEC CRD Numbers	318392
Legal Entity Identifier	None

Principal Office

333 S. KIRKWOOD ROAD
SUITE 301
ST. LOUIS
MO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic