WEALTH SCIENCE ADVISORS LLC
Adviser information for WEALTH SCIENCE ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 974 | $368.9M |
| Non-Discretionary | 0 | $0 |
| Total | 974 | $368.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 111 | $19.9M |
| HNW Individuals | 156 | $346.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-124998 |
|---|---|
| SEC ERA File Number | 801-124998 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321031 |
| Legal Entity Identifier | None |
Principal Office
55 ROSWELL STREETSUITE 210
ALPHARETTA
GA
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 678-837-5438, Fax: None
Chief Compliance Officer
JAMES W. EXLEY IV
55 ROSWELL STREET
SUITE 210
ALPHARETTA
GA
United States
Tel:
678-837-5438
J********@***********************M
(Full email address available in API data)
Industry Affiliates
| OWNER STRATEGIES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EXLEY, JAMES, WILLIAM | Individual | – | MANAGER; CHIEF COMPLIANCE OFFICER | 05/2022 | > 75% |