FINANCIAL ARCHITECTS, LLC

Adviser information for FINANCIAL ARCHITECTS, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Georgia, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 311 $137.2M
Non-Discretionary 0 $0
Total 311 $137.2M

Clients

Type Number RAUM
Individuals 41 $20.3M
HNW Individuals 46 $116.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-125000
SEC ERA File Number 801-125000
SEC CIK Numbers 2008540
SEC CRD Numbers 116027
Legal Entity Identifier None

Principal Office

302 CREEKSTONE RIDGE
WOODSTOCK
GA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 770-517-8160, Fax: 770-517-8159

Chief Compliance Officer

KAITLYN BARNES
FINANCIAL PLANNER
302 CREEKSTONE RIDGE
WOODSTOCK
GA
United States
Tel: 770-517-8160
Fax: 770-517-8159
(Full email address available in API data)

Regulatory Contact

DAVID HULTSTROM
PRESIDENT, PORTFOLIO MANAGER
302 CREEKSTONE RIDGE
WOODSTOCK
GA
United States
Tel: 770-517-8160
Fax: 770-517-8159
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HULTSTROM, DAVID, EARL Individual PRESIDENT, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER 04/2001 > 75%
RAO, ANITHA, G Individual VICE PRESIDENT, WEALTH MANAGER 10/2005 10-25%

No. Employees, Historic

105020222023202420253 on 4/12/20223 on 2/1/20233 on 1/31/2024

RAUM, Historic

200M100M02022202320242025124590957 on 4/12/2022112405534 on 2/1/2023137185202 on 1/31/2024

No. Clients, Historic

90450202220232024202582 on 4/12/202284 on 2/1/202387 on 1/31/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
SCHWAB STRATEGIC TR US TIPS ETF 30M 572K
VANGUARD BD INDEX FDS TOTAL BND MRKT 14M 198K
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 13M 270K
DIMENSIONAL ETF TRUST EMERGING MKTS VA 7M 239K
GOLDMAN SACHS ETF TR ACTIVEBETA US 11M 168K
DIMENSIONAL ETF TRUST US SMALL CAP VAL 8M 278K
DIMENSIONAL ETF TRUST INTL SMALL CAP V 6M 241K
VANECK ETF TRUST EMERGING MRKT HI 4M 228K
SPDR SER TR PORTFLI HIGH YLD 4M 187K
VANGUARD STAR FDS VG TL INTL STK F 4M 74K
VANGUARD INDEX FDS TOTAL STK MKT 26M 96K
ISHARES TR MSCI USA MMENTM 8M 39K
ISHARES INC MSCI EQUAL WEITE 7M 82K
APPLE INC COM 670K 3K
VANGUARD MUN BD FDS TAX EXEMPT BD 1M 26K
ISHARES TR TIPS BD ETF 671K 6K
VANGUARD MALVERN FDS STRM INFPROIDX 327K 7K
ISHARES TR SHORT TREAS BD 327K 3K
SPDR SER TR BLOOMBERG 1-3 MO 326K 4K
SCHWAB STRATEGIC TR SHT TM US TRES 326K 7K
ISHARES TR CORE S&P TTL STK 653K 6K