FINANCIAL ARCHITECTS, LLC
Adviser information for FINANCIAL ARCHITECTS, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Georgia, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 311 | $137.2M |
Non-Discretionary | 0 | $0 |
Total | 311 | $137.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 41 | $20.3M |
HNW Individuals | 46 | $116.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 9 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
302 CREEKSTONE RIDGEWOODSTOCK
GA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 770-517-8160, Fax: 770-517-8159
Chief Compliance Officer
KAITLYN BARNES
FINANCIAL PLANNER
302 CREEKSTONE RIDGE
WOODSTOCK
GA
United States
Tel:
770-517-8160
Fax:
770-517-8159
K******@*************************M
(Full email address available in API data)
Regulatory Contact
DAVID HULTSTROM
PRESIDENT, PORTFOLIO MANAGER
302 CREEKSTONE RIDGE
WOODSTOCK
GA
United States
Tel:
770-517-8160
Fax:
770-517-8159
D****@*************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HULTSTROM, DAVID, EARL | Individual | – | PRESIDENT, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | 04/2001 | > 75% |
RAO, ANITHA, G | Individual | – | VICE PRESIDENT, WEALTH MANAGER | 10/2005 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
SCHWAB STRATEGIC TR | US TIPS ETF | 30M | 572K | – |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 14M | 198K | – |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 13M | 270K | – |
DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 7M | 239K | – |
GOLDMAN SACHS ETF TR | ACTIVEBETA US | 11M | 168K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 8M | 278K | – |
DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 6M | 241K | – |
VANECK ETF TRUST | EMERGING MRKT HI | 4M | 228K | – |
SPDR SER TR | PORTFLI HIGH YLD | 4M | 187K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 4M | 74K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 26M | 96K | – |
ISHARES TR | MSCI USA MMENTM | 8M | 39K | – |
ISHARES INC | MSCI EQUAL WEITE | 7M | 82K | – |
APPLE INC | COM | 670K | 3K | – |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 26K | – |
ISHARES TR | TIPS BD ETF | 671K | 6K | – |
VANGUARD MALVERN FDS | STRM INFPROIDX | 327K | 7K | – |
ISHARES TR | SHORT TREAS BD | 327K | 3K | – |
SPDR SER TR | BLOOMBERG 1-3 MO | 326K | 4K | – |
SCHWAB STRATEGIC TR | SHT TM US TRES | 326K | 7K | – |
ISHARES TR | CORE S&P TTL STK | 653K | 6K | – |