RPATA, LLC
Adviser information for RPATA, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 134 | $55.8M |
| Non-Discretionary | 208 | $2.2M |
| Total | 342 | $58.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 26 | $13.6M |
| HNW Individuals | <5 | $31.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $13.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 925.7M |
| Portfolio Manager | 0 |
| Both for Same | 30.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RPATA LLC WRAP FEE PROGRAM | RPATA, LLC |
Identifiers
| SEC RIA File Number | 801-125001 |
|---|---|
| SEC ERA File Number | 801-125001 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285598 |
| Legal Entity Identifier | None |
Principal Office
175 WARING RDMEMPHIS
TN
United States
Monday - Friday, 9:00 AM - 4:30 PM
Tel: 901-421-6300, Fax: None
Chief Compliance Officer
PAUL BRIAN FOWLER
CEO
175 WARING RD
MEMPHIS
TN
United States
Tel:
901-421-6301
B******@*********************M
(Full email address available in API data)
Regulatory Contact
ROBERT F LLOYD
COO
PO BOX 172155
MEMPHIS
TN
United States
Tel:
901-421-6303
B*****@*********************M
(Full email address available in API data)
Industry Affiliates
| ATA ADVISORY, LLC | Accountant or accounting firm |
| REVOLUTION PARTNERS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOWLER, PAUL, BRIAN | Individual | – | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 09/2016 | < 5% |
| LLOYD, ROBERT, FRANCIS | Individual | – | CHIEF OPERATING OFFICER | 09/2016 | < 5% |
| REVOLUTION PARTNERS, LLC | Domestic Entity | – | OWNER | 09/2016 | 50-75% |
| ATA ADVISORY, LLC | Domestic Entity | – | OWNER | 12/2022 | 25-50% |
| FOWLER, PAUL, BRIAN | Individual | REVOLUTION PARTNERS, LLC | FOUNDER AND CHIEF EXECUTIVE OFFICER | 01/2014 | 25-50% |
| JOHN, WHYBREW | Individual | ATA ADVISORY, LLC | MANAGING MEMBER | 01/2020 |