DREHER FINANCIAL PARTNERS
H. S. DREHER CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for DREHER FINANCIAL PARTNERS last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 470 | $124.2M |
| Non-Discretionary | 0 | $0 |
| Total | 470 | $124.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 120 | $36.1M |
| HNW Individuals | 35 | $82.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.9M |
| Charitable organizations | <5 | $600,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-125002 |
|---|---|
| SEC ERA File Number | 801-125002 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104537 |
| Legal Entity Identifier | None |
Principal Office
275 SE BROAD STREETSOUTHERN PINES
NC
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 910 692-4330, Fax: 910 692-4663
Chief Compliance Officer
THOMAS E. VELEVIS
MANAGING PRINCIPAL
275 SE BROAD STREET
SOUTHERN PINES
NC
United States
Tel:
910-692-4330
Fax:
910-692-4663
T*******@*********************M
(Full email address available in API data)
Regulatory Contact
LORI NEIDEL
OUTSIDE COMPLIANCE CONSULTANT
910 EAST BROADWAY
SUITE 209
COLUMBIA
MO
United States
Tel:
573-416-8076
L***@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DREHER, HENRY, SAMUEL | Individual | – | PORTFOLIO MANAGER & FOUNDER OF FIRM | 07/2014 | < 5% |
| VELEVIS, THOMAS, EDWARD | Individual | – | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER | 09/2010 | > 75% |
| WHITE, MICHAEL, STEPHEN | Individual | – | PARTNER | 12/2021 | 10-25% |