WELLINGS CAPITAL
WELLINGS CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for WELLINGS CAPITAL last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $128.5M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $128.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $50.8M |
| Pooled investment vehicles | 6 | $77.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-125011 |
|---|---|
| SEC ERA File Number | 801-125011 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316324 |
| Legal Entity Identifier | None |
Principal Office
14805 FOREST RDSUITE 203
FOREST
VA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 800-844-2188, Fax: None
Chief Compliance Officer
ADRIENNE HART
CHIEF COMPLIANCE OFFICER
303 SOUTH CHADWICK STREET
PHILADELPHIA
PA
United States
Tel:
215-816-2800
A*******@******************M
(Full email address available in API data)
Regulatory Contact
BENJAMIN KAHLE
CHIEF OPERATING OFFICER
14805 FOREST ROAD
SUITE 203
FOREST
VA
United States
Tel:
434-485-9355
B**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WELLINGS INCOME FUND III | Real Estate Fund | $17.1M | $0.1M | 100 |
| WELLINGS INCOME FUND IV | Real Estate Fund | $16.2M | $0.1M | 100 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIMPLE INVESTMENTS, LLC | Domestic Entity | – | PARTNER | 12/2018 | 50-75% |
| FINCASTLE INVESTMENT GROUP, LLC | Domestic Entity | – | PARTNER | 12/2018 | 25-50% |
| KAHLE, BENJAMIN P | Individual | SIMPLE INVESTMENTS, LLC | MANAGING MEMBER | 12/2018 | > 75% |
| MOORE, PAUL T | Individual | FINCASTLE INVESTMENT GROUP, LLC | MANAGING MEMBER | 12/2018 | > 75% |
| HART, ADRIENNE, YOST | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| CASCADE MANAGEMENT COMPANY, LLC | Domestic Entity | – | MEMBER | 12/2022 | < 5% |
| Farah, Barry | Individual | CASCADE MANAGEMENT COMPANY, LLC | SOLE MEMBER | 09/2005 | > 75% |