WP ASSET MANAGEMENT
WEALTH PLANNING ASSET MANAGEMENT LIMITED LIABILITY COMPANY Legal Name
Adviser information for WP ASSET MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 357 | $140.6M |
| Non-Discretionary | 9 | $2.7M |
| Total | 366 | $143.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $13.7M |
| HNW Individuals | 44 | $125.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $3.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesSELECTION OF OTHER ADVISERS FEES |
Identifiers
| SEC RIA File Number | 801-125014 |
|---|---|
| SEC ERA File Number | 801-125014 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 279034 |
| Legal Entity Identifier | None |
Principal Office
302 US-202BEDMINSTER
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 908-719-8800, Fax: None
Chief Compliance Officer
SEKHAR CHANDRA VEMPARALA
MANAGING MEMBER
302 US-202
BEDMINSTER
NJ
United States
Tel:
(908) 719-8800
S*****@*****************M
(Full email address available in API data)
Regulatory Contact
VISHAL PRAKASH MUNI
PORTFOLIO MANAGER
302 US-202
BEDMINSTER
NJ
United States
Tel:
908-719-8800
V*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VEMPARALA, SEKHAR, CHANDRA | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 04/2015 | > 75% |
| MUNI, VISHAL, PRAKASH | Individual | – | PORTFOLIO MANAGER | 04/2015 | < 5% |