ASPIRE WEALTH MANAGEMENT, LLC
Adviser information for ASPIRE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 853 | $85.6M |
| Non-Discretionary | 425 | $11.0M |
| Total | 1,278 | $96.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 462 | $69.0M |
| HNW Individuals | 10 | $27.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-125017 |
|---|---|
| SEC ERA File Number | 801-125017 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311368 |
| Legal Entity Identifier | 47-5676042 |
Principal Office
7400 W. 130TH STREETSUITE 130
OVERLAND PARK
KS
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 913-322-3500, Fax: 913-322-2036
Chief Compliance Officer
TODD SCHICK
MANAGING MEMBER
7400 W. 130TH STREET
OVERLAND PARK
KS
United States
Tel:
913-322-3500
Fax:
913-322-2036
T*********@******************M
(Full email address available in API data)
Regulatory Contact
CATHY VASILEV
CONSULTANT
1320 ARROW POINT DR., SUITE 411
CEDAR PARK
TX
United States
Tel:
512-796-3299
C*******@*******************M
(Full email address available in API data)
Industry Affiliates
| ASPIRE TAX CENTER | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Schick, Todd, Anthony | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 08/2018 | > 75% |