SONOMA PRIVATE WEALTH LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	194	$97.4M
Non-Discretionary	30	$46.8M
Total	224	$144.2M

Clients

Type	Number	RAUM
Individuals	15	$1.4M
HNW Individuals	56	$142.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	71
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)FAMILY OFFICE AND WEALTH PLANNING SERVICES;SUB-ADVISORY SERVICES
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-125022
SEC ERA File Number	801-125022
SEC CIK Numbers	1965757
SEC CRD Numbers	308547
Legal Entity Identifier	None

Principal Office

230 NEWCOMB STREET
SONOMA
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic