ALLARIA ASSET MANAGEMENT, LLC
Adviser information for ALLARIA ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $140.6M |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $140.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $270,505 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $140.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-125025 |
|---|---|
| SEC ERA File Number | 801-125025 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287513 |
| Legal Entity Identifier | None |
Principal Office
1110 BRICKELL AVENUESUITE 603
MIAMI
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 786-686-5400, Fax: 786-471-8875
Websites
Chief Compliance Officer
KEVIN ANTHONY ROWE
1110 BRICKELL AVENUE
SUITE 603
MIAMI
FL
United States
Tel:
786-686-5400
Fax:
786-471-8875
K****@*************M
(Full email address available in API data)
Regulatory Contact
MARCELO DI CUGNO
CHIEF EXECUTIVE OFFICER, MANAGER
1110 BRICKELL AVENUE
SUITE 603
MIAMI
FL
United States
Tel:
786-686-5400
Fax:
786-471-8875
M*******@*************M
(Full email address available in API data)
Industry Affiliates
| ALLARIA LEDESMA Y CIA S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ALLARIA SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVERSIONES DEL RIO DE LA PLATA CASA DE VALORES S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RIO DE LA PLATA AGENTE DE VALORES S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLARIA LATAM INVERSIONES S.A. | Foreign Entity | ALLARIA LATAM INVESTMENT SERVICES, INC. | SHAREHOLDER | 11/2016 | > 75% |
| DI CUGNO, MARCELO, PABLO | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | 11/2016 | < 5% |
| ALLARIA LATAM INVESTMENT SERVICES, INC. | Domestic Entity | – | MEMBER | 11/2016 | > 75% |
| ALLARIA, ERNESTO | Individual | ALLARIA S.A. | SHAREHOLDER | 06/2015 | 25-50% |
| ROWE, KEVIN, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| ALLARIA INVERSIONES GLOBALES S.A. | Foreign Entity | ALLARIA LATAM INVERSIONES S.A. | SHAREHOLDER | 06/2020 | > 75% |
| ALLARIA S.A. | Foreign Entity | ALLARIA INVERSIONES GLOBALES S.A. | SHAREHOLDER | 11/2016 | > 75% |
| POLITI, JUAN, FRANCISCO | Individual | ALLARIA S.A. | SHAREHOLDER | 05/2022 | 25-50% |
| MARTI, ENRIQUE, ALFREDO | Individual | ALLARIA S.A. | SHAREHOLDER | 05/2022 | 25-50% |