INDYFIN LLC

Adviser information for INDYFIN LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Selection of other advisers (including private fund managers)REFERRAL SERVICE
Compensation REFERRAL FEES

Identifiers

SEC RIA File Number 801-125026
SEC ERA File Number 801-125026
SEC CIK Numbers None
SEC CRD Numbers 293453
Legal Entity Identifier None

Principal Office

1722 ROUTH STREET
SUITE 900
DALLAS
TX
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: (972) 878-9522, Fax: None

Chief Compliance Officer

AKSHAY SINGH
PRESIDENT, CCO, CEO
1722 ROUTH STREET
SUITE 900
DALLAS
TX
United States
Tel: (972) 878-9522
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SINGH, AKSHAY Individual PRESIDENT, CEO, CCO 02/2018 < 5%
INDY FINANCIAL TECHNOLOGIES, INC. Domestic Entity MEMBER 08/2021 > 75%
SINGH, AKSHAY Individual INDY FINANCIAL TECHNOLOGIES, INC. SHAREHOLDER 08/2021 25-50%

No. Employees, Historic

105020222023202420251 on 4/14/20221 on 4/14/20221 on 7/11/20221 on 3/2/20231 on 1/17/20241 on 3/4/2024