SWITCHPOINT FINANCIAL PLANNING LLC
Adviser information for SWITCHPOINT FINANCIAL PLANNING LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 469 | $221.6M |
| Non-Discretionary | 3 | $5.8M |
| Total | 472 | $227.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $18.4M |
| HNW Individuals | 51 | $208.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $435,456 |
| Charitable organizations | <5 | $389,887 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-125029 |
|---|---|
| SEC ERA File Number | 801-125029 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282856 |
| Legal Entity Identifier | None |
Principal Office
2901 W BLUEGRASS BLVDSUITE 200 - 26
LEHI
UT
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 801.753.8538, Fax: None
Chief Compliance Officer
KYLE DAVID WILHELM
OPERATIONS MANAGER
2901 W BLUEGRASS BLVD
SUITE 200 - 26
LEHI
UT
United States
Tel:
801.753.8538
K***@***********************M
(Full email address available in API data)
Regulatory Contact
JAMES SWEENEY
2901 W BLUEGRASS BLVD
LEHI
UT
United States
Tel:
801.753.8538
J****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWEENEY, JAMES, RHEAD | Individual | – | MANAGING MEMBER | 12/2015 | > 75% |
| Wilhelm, Kyle, David | Individual | – | OPERATIONS MANAGER/CHIEF COMPLIANCE OFFICER | 01/2022 | 10-25% |