STAGE WEALTH MANAGEMENT, INC.
Adviser information for STAGE WEALTH MANAGEMENT, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 172 | $71.2M |
| Non-Discretionary | 0 | $0 |
| Total | 172 | $71.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 119 | $29.5M |
| HNW Individuals | 47 | $34.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $2.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $4.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 71.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STAGE WEALTH MANAGEMENT WRAP FEE PROGRAM | STAGE WEALTH MANAGEMENT, INC. |
Identifiers
| SEC RIA File Number | 801-125030 |
|---|---|
| SEC ERA File Number | 801-125030 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 320774 |
| Legal Entity Identifier | None |
Principal Office
333 JERICHO TPKE.SUITE 324
JERICHO
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 844-782-4396, Fax: None
Chief Compliance Officer
GLENN HECHLER
PRESIDENT
333 JERICHO TPKE.
SUITE 324
JERICHO
NY
United States
Tel:
844-782-4396
G****@************************M
(Full email address available in API data)
Regulatory Contact
KATHY PARTSINEVELOS
333 JERICHO TPKE.
SUITE 324
JERICHO
NY
United States
Tel:
844-782-4396
K****@************************M
(Full email address available in API data)
Industry Affiliates
| BROADSTREET INSURANCE AGENCY, LLC | Insurance company or agency |
| MGPC AGENCY INC. | Insurance company or agency |
| NORTH SHORE LIFE & HEALTH AGENCY INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HECHLER, GLENN, BRYAN | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 06/2022 | > 75% |