ONE QUEEN CAPITAL INC.
Adviser information for ONE QUEEN CAPITAL INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Canada |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 12 | $8.5B |
| Total | 12 | $8.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $317.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $8.1B |
| Pension and profit sharing plans | 3 | $146.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | PERCENTAGE OF ORIGINAL INVESTMENT AMOUNT |
Identifiers
| SEC RIA File Number | 801-125032 |
|---|---|
| SEC ERA File Number | 801-125032 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315926 |
| Legal Entity Identifier | None |
Principal Office
181 BAY STREETSUITE 1040
TORONTO, ONTARIO
Canada
Monday - Friday, 9 TO 5 PM
Tel: 416-603-2116, Fax: None
Chief Compliance Officer
MARK BHATTACHARYA
CFO
181 BAY STREET
SUITE 1040
TORONTO, ONTARIO
Canada
Tel:
416-603-2116
M************@******************M
(Full email address available in API data)
Regulatory Contact
REBECCA FERNANDES
ACCOUNTING MANAGER
181 BAY STREET
SUITE 1040
TORONTO, ONTARIO
Canada
Tel:
647-379-8305
R*********@******************M
(Full email address available in API data)
Industry Affiliates
| THE CANADA PENSION PLAN INVESTMENTS | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BHATTACHARYA, MARK, NMN | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 03/2021 | < 5% |
| ZAHUR, SAMI, NMN | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2022 | < 5% |
| Adams, Brenda, Jane | Individual | – | DIRECTOR | 03/2021 | < 5% |
| Beaumont, Neil, Norman | Individual | – | DIRECTOR | 03/2021 | < 5% |
| Hughes, Pamela, Susan | Individual | – | DIRECTOR | 03/2021 | < 5% |
| 12865343 CANADA INC | Foreign Entity | – | SHAREHOLDER | 03/2021 | 50-75% |
| OQC TRUST | Foreign Entity | – | TRUST AND SHAREHOLDER | 03/2021 | 10-25% |
| OQC TRUSTEECO INC | Foreign Entity | – | TRUSTEE | 06/2014 | < 5% |
| CPPIB SYNDICO CANADA INC | Foreign Entity | – | SHAREHOLDER | 03/2021 | 10-25% |
| 15212715 CANADA INC | Foreign Entity | OQC TRUSTEECO INC | SHAREHOLDER | 11/2023 | 50-75% |
| CANADA PENSION PLAN INVESTMENT BOARD | Foreign Entity | CPPIB SYNDICO CANADA INC | SHAREHOLDER | 12/2017 | > 75% |
| Donovan, Stephen, John | Individual | 12865343 CANADA INC | SHAREHOLDER | 03/2021 | > 75% |
| Hamm, Richard, G | Individual | 15212715 CANADA INC | SHAREHOLDER | 05/2018 | > 75% |
| ALLEY, ANDREW, KENNETH | Individual | – | DIRECTOR | 09/2023 | < 5% |
| SLAHTA, MATTHEW, STEPHEN | Individual | – | DIRECTOR | 09/2023 | < 5% |