Hedge Fund Database

ALLEGHENY FINANCIAL GROUP LTD

Adviser information for ALLEGHENY FINANCIAL GROUP LTD last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 101
Investment Advisory/Research 34
Registered Broker-Dealer Representatives 59
Registered State Investment Advisers 27
Licensed Agents of an Insurance Company 25
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 10,954 $4.3B
Non-Discretionary 1,272 $126.7M
Total 12,226 $4.5B

Clients

Type Number RAUM
Individuals 2,485 $820.0M
HNW Individuals 1,097 $3.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 10 $198.6M
Pension and profit sharing plans <5 $13.4M
Charitable organizations 19 $43.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 16 $62.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 50
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 2500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed feesPERFORMANCE BASED FEES PD TO GPS OF AFFILIATED ENTITIES

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 4.3B
Portfolio Manager to Program Sponsor
ALLEGHENY WRAP FEE PROGRAM ALLEGHENY FINANCIAL GROUP LTD

Identifiers

SEC RIA File Number 801-12566
SEC ERA File Number 801-12566
SEC CIK Numbers 1844148
SEC CRD Numbers 104690
Legal Entity Identifier None

Principal Office

STONE QUARRY CROSSING
811 CAMP HORNE ROAD, SUITE 100
PITTSBURGH
PA
United States
Monday - Friday, 8AM-5PM
Tel: 412-367-3880, Fax: 412-367-8353

Websites

www.linkedin.com/company/alllegheny-financial-group www.instagram.com/alleghenyfinancialgroup www.alleghenyfinancial.com www.alleghenyinvestments.com facebook.com/alleghenyfinancialgroup.com

Chief Compliance Officer

STEPHEN T. HAWBAKER
CHIEF COMPLIANCE OFFICER
STONE QUARRY CROSSING
811 CAMP HORNE ROAD, SUITE 100
PITTSBURGH
PA
United States
Tel: 412-367-3880
Fax: 412-367-8353
(Full email address available in API data)

Regulatory Contact

SARA A. LUCKE
COMPLIANCE OFFICER
STONE QUARRY CROSSING
811 CAMP HORNE ROAD, SUITE 100
PITTSBURGH
PA
United States
Tel: 412-536-8015
Fax: 412-536-8101
(Full email address available in API data)

Industry Affiliates

AFG ADVISORY, LP Sponsor, GP, manager of pooled investment vehicles
AFG REALTY ADVISORS, LP Sponsor, GP, manager of pooled investment vehicles
ALLEGHENY INVESTMENTS, LTD. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AFG ACTIVIST PARTNERS LP Hedge Fund $19.0M $0.3M 4
AFG GROWTH PARTNERS Hedge Fund $30.3M $0.3M 4
AFG INVESTMENT PARTNERS II LP Hedge Fund $48.2M $0.3M 4
AFG INVESTMENT PARTNERS III LP Hedge Fund $27.2M $0.3M 4
AFG INVESTMENT PARTNERS IV LP Hedge Fund $36.7M $0.3M 4
AFG INVESTMENT PARTNERS LP Hedge Fund $35.2M $0.3M 4
AFG REAL ESTATE OPPORTUNITIES FUND LP Real Estate Fund $2.1M $0.3M 4
AFG-CCT Private Equity Fund $0.0M $0.0M 3
AFG-SBL Private Equity Fund $2.4M $0.3M 3
AFG-SBL II Private Equity Fund $3.0M $0.3M 3

Control Persons

Name Type Entity Title Since Ownership
HURST, ROM, STEVEN Individual – DIRECTOR 03/2004 5-10%
HAYNES, BRANDON, JAMES Individual – DIRECTOR/PRESIDENT 02/2007 25-50%
KUHN, JONATHAN, A Individual – DIRECTOR 02/2007 25-50%
SCHRAUDER, JENNIFER, SUSAN Individual – DIRECTOR 02/2007 5-10%
MONTILEONE, MICHAEL, ANTHONY Individual – DIRECTOR 11/2007 5-10%
BOYD, RALPH, SAMUEL Individual – DIRECTOR 11/2007 5-10%
HAWN, DARIN, BRYCE Individual – DIRECTOR 06/2011 5-10%
KUTLENIOS, STEPHEN, FRANCIS Individual – DIRECTOR 07/2013 5-10%
HAWBAKER, STEPHEN, TURNER Individual – CCO 01/2015 < 5%
MANETTI, MARK, ANGELO Individual – DIRECTOR 07/2015 5-10%
JETER, DAVID, MICHAEL Individual – DIRECTOR 07/2017 5-10%

No. Employees, Historic

200100020202021202220232024202599 on 3/27/202099 on 6/29/2020100 on 3/29/2021100 on 5/12/2021100 on 5/12/2021102 on 3/31/2022102 on 8/10/2022102 on 9/20/2022101 on 3/31/2023101 on 3/30/2024

RAUM, Historic

5B3B02020202120222023202420253414484277 on 3/27/20203414484277 on 6/29/20203897483825 on 3/29/20213897483825 on 5/12/20213897483825 on 5/12/20214417087066 on 3/31/20224417087066 on 8/10/20224417139275 on 9/20/20223789857601 on 3/31/20234472173015 on 3/30/2024

No. Clients, Historic

4,0002,00002020202120222023202420252608 on 3/27/20202608 on 6/29/20202759 on 3/29/20212759 on 5/12/20212759 on 5/12/20213068 on 3/31/20223068 on 8/10/20223068 on 9/20/20223287 on 3/31/20233627 on 3/30/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 515K 5K –
ABBOTT LABS COM 740K 7K –
ABBVIE INC COM 2M 9K –
ACCENTURE PLC IRELAND SHS CLASS A 413K 1K –
ADAMS DIVERSIFIED EQUITY FD COM 455K 21K –
ADOBE INC COM 570K 1K –
AFFILIATED MANAGERS GROUP IN COM 411K 3K –
AFLAC INC COM 1M 14K –
AIM ETF PRODUCTS TRUST ALLIANZIM US LRG 254K 9K –
AIM ETF PRODUCTS TRUST ALLIANZIM US LRG 276K 10K –
ALCOA CORP COM 420K 11K –
ALLSTATE CORP COM 553K 3K –
ALPHA TAU MEDICAL LTD *W EXP 99/99/999 3K 15K –
ALPHABET INC CAP STK CL A 2M 13K –
ALPHABET INC CAP STK CL C 3M 16K –
ALTRIA GROUP INC COM 751K 16K –
AMAZON COM INC COM 3M 15K –
AMERICAN COASTAL INS CORP COM 619K 59K –
AMERICAN EXPRESS CO COM 1M 5K –
AMERICAN INTL GROUP INC COM NEW 403K 5K –
AMGEN INC COM 2M 8K –
AMPLIFY ETF TR AMPLIFY ETHO CLI 942K 17K –
ANNEXON INC COM 123K 25K –
ANSYS INC COM 18M 57K –
ANYWHERE REAL ESTATE INC COM 36K 11K –
API GROUP CORP COM STK 321K 9K –
APPLE INC COM 17M 80K –
AT&T INC COM 826K 43K –
AUTOMATIC DATA PROCESSING IN COM 498K 2K –
BANK AMERICA CORP COM 849K 21K –
BANK NEW YORK MELLON CORP COM 685K 11K –
BECTON DICKINSON & CO COM 327K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 12M 30K –
BIOGEN INC COM 663K 3K –
BLACKROCK MUN INCOME QUALITY COM 2M 175K –
BLACKROCK MUNICIPAL INCOME COM 882K 71K –
BLUEBIRD BIO INC COM 25K 25K –
BOEING CO COM 643K 4K –
BOSTON SCIENTIFIC CORP COM 1M 18K –
BP PLC SPONSORED ADR 576K 16K –
BRISTOL-MYERS SQUIBB CO COM 793K 19K –
BROADCOM INC COM 2M 986 –
BURFORD CAP LTD ORD SHS 347K 27K –
CAMECO CORP COM 630K 13K –
CARLISLE COS INC COM 300K 741 –
CARMAX INC COM 264K 4K –
CATERPILLAR INC COM 1M 3K –
CHEVRON CORP NEW COM 1M 9K –
CISCO SYS INC COM 593K 12K –
COCA COLA CO COM 910K 14K –
COLGATE PALMOLIVE CO COM 220K 2K –
COMCAST CORP NEW CL A 670K 17K –
COMMUNITY FINANCIAL SYSTEM I COM 293K 6K –
CONOCOPHILLIPS COM 894K 8K –
CONSOLIDATED EDISON INC COM 227K 3K –
CONSTELLATION ENERGY CORP COM 968K 5K –
CORTEVA INC COM 377K 7K –
COSTCO WHSL CORP NEW COM 2M 2K –
CRANE COMPANY COMMON STOCK 209K 1K –
CROCS INC COM 209K 1K –
CSX CORP COM 369K 11K –
DANAHER CORPORATION COM 1M 5K –
DEERE & CO COM 714K 2K –
DESPEGAR COM CORP ORD SHS 407K 31K –
DICKS SPORTING GOODS INC COM 913K 4K –
DISNEY WALT CO COM 463K 5K –
DOW INC COM 413K 8K –
DUKE ENERGY CORP NEW COM NEW 252K 3K –
DUPONT DE NEMOURS INC COM 562K 7K –
EATON CORP PLC SHS 1M 4K –
ELI LILLY & CO COM 7M 8K –
EMERSON ELEC CO COM 468K 4K –
EQT CORP COM 230K 6K –
ERIE INDTY CO CL A 24M 67K –
ETF SER SOLUTIONS US VEGAN CLIMATE 695K 14K –
EXELON CORP COM 404K 12K –
EXXON MOBIL CORP COM 14M 125K –
FEDEX CORP COM 211K 702 –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 9M 204K –
FIRST COMWLTH FINL CORP PA COM 724K 52K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 226K 3K –
FLEX LTD ORD 543K 18K –
FORTUNE BRANDS INNOVATIONS I COM 345K 5K –
FTI CONSULTING INC COM 255K 1K –
GE AEROSPACE COM NEW 714K 4K –
GENERAL MLS INC COM 419K 7K –
GLOBAL NET LEASE INC COM NEW 448K 61K –
GLOBE LIFE INC COM 391K 5K –
GOLAR LNG LTD SHS 975K 31K –
GRAND CANYON ED INC COM 372K 3K –
HERSHEY CO COM 1M 7K –
HOME DEPOT INC COM 1M 4K –
HONEYWELL INTL INC COM 613K 3K –
HOWMET AEROSPACE INC COM 260K 3K –
HUNTINGTON BANCSHARES INC COM 295K 22K –
INGERSOLL RAND INC COM 250K 3K –
INTEL CORP COM 295K 10K –
INTERNATIONAL BUSINESS MACHS COM 2M 12K –
INTUITIVE SURGICAL INC COM NEW 928K 2K –
INVESCO DB MULTI-SECTOR COMM OIL FD 222K 14K –
INVESCO EXCHANGE TRADED FD T S&P 100 EQL WIGH 763K 8K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 12K –
INVESCO QQQ TR UNIT SER 1 809K 2K –
ISHARES TR S&P 500 GRWT ETF 320K 3K –
ISHARES TR CORE S&P MCP ETF 3M 47K –
ISHARES TR SELECT DIVID ETF 228K 2K –
ISHARES TR S&P MC 400GR ETF 2M 20K –
ISHARES TR RUS 1000 ETF 2M 5K –
ISHARES TR RUS 2000 GRW ETF 758K 3K –
ISHARES TR MRGSTR MD CP GRW 1M 20K –
ISHARES TR RUS 1000 VAL ETF 2M 11K –
ISHARES TR S&P MC 400VL ETF 2M 13K –
ISHARES TR RUSSELL 2000 ETF 538K 3K –
ISHARES TR MSCI USA QLT FCT 976K 6K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR U.S. TECH ETF 247K 2K –
ISHARES TR RUS 1000 GRW ETF 1M 4K –
ISHARES TR MSCI USA MMENTM 225K 1K –
ISHARES TR SHRT NAT MUN ETF 2M 19K –
ISHARES TR EAFE GRWTH ETF 1M 11K –
ISHARES TR EAFE SML CP ETF 690K 11K –
ISHARES TR RUS MDCP VAL ETF 885K 7K –
ISHARES TR CORE INTL AGGR 3M 68K –
ISHARES TR CORE S&P SCP ETF 802K 8K –
ISHARES TR U.S. ENERGY ETF 600K 13K –
ISHARES TR CORE DIV GRWTH 18M 305K –
ISHARES TR EAFE VALUE ETF 259K 5K –
ISHARES TR RUS MD CP GR ETF 1M 13K –
ISHARES TR U.S. REAL ES ETF 3M 38K –
ISHARES TR MSCI EAFE ETF 203K 3K –
JOHNSON & JOHNSON COM 2M 15K –
JPMORGAN CHASE & CO. COM 2M 9K –
LIFECORE BIOMEDICAL INC COM 52K 10K –
LINEAGE CELL THERAPEUTICS IN COM 20K 20K –
LOUISIANA PAC CORP COM 331K 4K –
LOWES COS INC COM 350K 2K –
MARATHON PETE CORP COM 1M 8K –
MASTERCARD INCORPORATED CL A 270K 613 –
MCDONALDS CORP COM 718K 3K –
MERCADOLIBRE INC COM 567K 345 –
MERCK & CO INC COM 4M 33K –
META PLATFORMS INC CL A 695K 1K –
METLIFE INC COM 302K 4K –
MICROSOFT CORP COM 9M 20K –
MICROVISION INC DEL COM NEW 14K 13K –
MODINE MFG CO COM 205K 2K –
MONDELEZ INTL INC CL A 407K 6K –
MORGAN STANLEY COM NEW 233K 2K –
NETFLIX INC COM 288K 427 –
NEXTERA ENERGY INC COM 523K 7K –
NIKE INC CL B 712K 9K –
NOMAD FOODS LTD USD ORD SHS 401K 24K –
NORFOLK SOUTHN CORP COM 729K 3K –
NORTHWEST BANCSHARES INC MD COM 224K 19K –
NVIDIA CORPORATION COM 835K 7K –
NVR INC COM 23M 3K –
ORACLE CORP COM 669K 5K –
PAPA JOHNS INTL INC COM 202K 4K –
PATRIA INVESTMENTS LIMITED COM CL A 274K 23K –
PAYCHEX INC COM 357K 3K –
PEPSICO INC COM 825K 5K –
PFIZER INC COM 1M 38K –
PHILIP MORRIS INTL INC COM 1M 12K –
PHILLIPS 66 COM 391K 3K –
PNC FINL SVCS GROUP INC COM 2M 11K –
PPG INDS INC COM 9M 69K –
PROCTER AND GAMBLE CO COM 3M 15K –
PRUDENTIAL FINL INC COM 336K 3K –
QUALCOMM INC COM 993K 5K –
QUINSTREET INC COM 3M 166K –
RANGE RES CORP COM 554K 17K –
RH COM 1M 5K –
S & T BANCORP INC COM 207K 6K –
SCHWAB STRATEGIC TR US LCAP GR ETF 17M 165K –
SELECT SECTOR SPDR TR TECHNOLOGY 271K 1K –
SELECT SECTOR SPDR TR INDL 390K 3K –
SELECT SECTOR SPDR TR ENERGY 440K 5K –
SHERWIN WILLIAMS CO COM 570K 2K –
SNOWFLAKE INC CL A 253K 2K –
SOTERA HEALTH CO COM 134K 11K –
SOUTHERN CO COM 549K 7K –
SPDR GOLD TR GOLD SHS 416K 2K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 292K 545 –
SPHERE ENTERTAINMENT CO CL A 295K 8K –
STAGWELL INC COM CL A 302K 44K –
SUMMIT HOTEL PPTYS INC COM 2M 252K –
TESLA INC COM 1M 5K –
TEXAS PACIFIC LAND CORPORATI COM 534K 727 –
THE CIGNA GROUP COM 1M 4K –
THERMO FISHER SCIENTIFIC INC COM 441K 797 –
TRANE TECHNOLOGIES PLC SHS 1M 3K –
UNION PAC CORP COM 2M 9K –
UNITED PARCEL SERVICE INC CL B 331K 2K –
UNITEDHEALTH GROUP INC COM 521K 1K –
US BANCORP DEL COM NEW 305K 8K –
VALARIS LTD CL A 665K 9K –
VANECK ETF TRUST GOLD MINERS ETF 660K 19K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 413K 8K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD INDEX FDS MID CAP ETF 890K 4K –
VANGUARD INDEX FDS SMALL CP ETF 1M 5K –
VANGUARD INDEX FDS GROWTH ETF 1M 4K –
VANGUARD INDEX FDS VALUE ETF 730K 5K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 871K 15K –
VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 590K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 3M 15K –
VANGUARD STAR FDS VG TL INTL STK F 552K 9K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 597K 5K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 201K 3K –
VANGUARD WORLD FD HEALTH CAR ETF 569K 2K –
VERIZON COMMUNICATIONS INC COM 1M 31K –
VERTEX PHARMACEUTICALS INC COM 947K 2K –
VISA INC COM CL A 812K 3K –
WALMART INC COM 317K 5K –
WELLS FARGO CO NEW COM 371K 6K –
WISDOMTREE TR US TOTAL DIVIDND 249K 4K –
WSFS FINL CORP COM 237K 5K –
WYNDHAM HOTELS & RESORTS INC COM 344K 5K –
XYLEM INC COM 398K 3K –
ZIMMER BIOMET HOLDINGS INC COM 257K 2K –