AMPHORA WEALTH MANAGEMENT, LLC
Adviser information for AMPHORA WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 576 | $121.4M |
| Non-Discretionary | 12 | $1.2M |
| Total | 588 | $122.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $18.7M |
| HNW Individuals | 57 | $103.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $467,065 |
| Charitable organizations | 11 | $364,706 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1,418 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-125693 |
|---|---|
| SEC ERA File Number | 801-125693 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157968 |
| Legal Entity Identifier | None |
Principal Office
100 EUROPA DRIVESUITE 431
CHAPEL HILL
NC
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: (919) 240-6111, Fax: (919) 867-5740
Chief Compliance Officer
ERIC J. SOBOCINSKI
MANAGER
100 EUROPA DRIVE
SUITE 431
CHAPEL HILL
NC
United States
Tel:
(919) 240-6111
Fax:
(919) 867-5740
E***@****************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| N/A | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOBOCINSKI, ERIC, JOHN | Individual | – | MANAGER, CHIEF COMPLIANCE OFFICER, MEMBER | 02/2011 | > 75% |