BORDERLESS INVESTMENT ADVISORS
BORDERLESS INVESTMENT ADVISORS LLC Legal Name
Adviser information for BORDERLESS INVESTMENT ADVISORS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | THE ADVISER WILL NOT INITIALLY CHARGE A FEE FOR SERVICES |
Identifiers
| SEC RIA File Number | 801-125694 |
|---|---|
| SEC ERA File Number | 801-125694 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318077 |
| Legal Entity Identifier | None |
Principal Office
62, 11TH MAIN RD, SECTOR 6HSR LAYOUT
BANGALORE, KARNATAKA
India
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 00919930815985, Fax: None
Websites
Chief Compliance Officer
SITASHWA SRIVASTAVA
DIRECTOR
401, RANKA PARK, RICHMOND CIRCLE, LALBAGH ROAD
BANGALORE, KARNATAKA
India
Tel:
+917406659639
S*******@**********M
(Full email address available in API data)
Industry Affiliates
| STOCKAL FINTECH LIMITED | Other investment adviser, including financial planners |
| STOCKAL SECURITIES PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SRIVASTAVA, SITASHWA | Individual | – | PRESIDENT AND CO-FOUNDER CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| KATHIRKAMANATHAN, TEMUJIN, KANAGASABAI | Individual | – | GENERAL COUNSEL | 12/2021 | < 5% |
| BORDERLESS INVESTING INC. | Domestic Entity | – | SOLE MEMBER | 12/2021 | > 75% |
| SRIVASTAVA, SITASHWA | Individual | BORDERLESS INVESTING INC. | SHAREHOLDER | 12/2021 | 25-50% |
| SURESH, VINAY, BHARATHWAJ | Individual | BORDERLESS INVESTING INC. | SHAREHOLDER | 12/2021 | 25-50% |
| Srivastava, Sitashwa | Individual | – | CHIEF FINANCIAL OFFICER | 01/2024 | 10-25% |