BREAKWATER CAPITAL GROUP
Adviser information for BREAKWATER CAPITAL GROUP last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 218 | $579.7M |
| Non-Discretionary | 0 | $0 |
| Total | 218 | $579.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $26.3M |
| HNW Individuals | 145 | $553.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
140 E. RIDGEWOOD AVENUESUITE 415
PARAMUS
NJ
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (551) 342-3733, Fax: None
Chief Compliance Officer
THOMAS J. MULLEN
CHIEF OPERATIONS OFFICER
3 ALLIED DRIVE
SUITE 303
DEDHAM
MA
United States
Tel:
(339) 502-4200
T************@*************************M
(Full email address available in API data)
Regulatory Contact
JEFFREY C. HANSON
PRESIDENT
140 E RIDGEWOOD AVENUE
SUITE 415
PARAMUS
NJ
United States
Tel:
(551) 342-3733
J*************@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HANSON, JEFFREY, CRAIG | Individual | – | PRESIDENT | 04/2022 | < 5% |
| MULLEN, THOMAS, JEREMIAH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| BREWMONT CAPITAL INC | Domestic Entity | – | SHAREHOLDER | 06/2023 | > 75% |
| HANSON, JEFFREY, CRAIG | Individual | BREWMONT CAPITAL INC | OWNER | 06/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 2023 ETF SERIES TRUST II | GMO US QUALITY E | 213K | 7K | – |
| ABBOTT LABS | COM | 277K | 3K | – |
| ABBVIE INC | COM | 762K | 4K | – |
| ADOBE INC | COM | 274K | 493 | – |
| AES CORP | COM | 228K | 13K | – |
| ALLEGION PLC | ORD SHS | 308K | 3K | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 249K | 1K | – |
| ALPHABET INC | CAP STK CL A | 1M | 8K | – |
| ALPHABET INC | CAP STK CL C | 2M | 11K | – |
| AMAZON COM INC | COM | 4M | 23K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 757K | 12K | – |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | 706K | 14K | – |
| AMERICAN EXPRESS CO | COM | 852K | 4K | – |
| APPLE INC | COM | 18M | 86K | – |
| APPLIED MATLS INC | COM | 349K | 1K | – |
| ARISTA NETWORKS INC | COM | 304K | 867 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 371K | 363 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 207K | 3K | – |
| AT&T INC | COM | 700K | 37K | – |
| AZEK CO INC | CL A | 209K | 5K | – |
| BANK AMERICA CORP | COM | 1M | 33K | – |
| BECTON DICKINSON & CO | COM | 316K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 6K | – |
| BHP GROUP LTD | SPONSORED ADS | 502K | 9K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 5M | 93K | – |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 572K | 50K | – |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 393K | 38K | – |
| BOEING CO | COM | 615K | 3K | – |
| BOSTON SCIENTIFIC CORP | COM | 590K | 8K | – |
| BROADCOM INC | COM | 405K | 252 | – |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 8M | 111K | – |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | 313K | 14K | – |
| CATERPILLAR INC | COM | 588K | 2K | – |
| CHEVRON CORP NEW | COM | 601K | 4K | – |
| CHUBB LIMITED | COM | 263K | 1K | – |
| CISCO SYS INC | COM | 350K | 7K | – |
| CITIGROUP INC | COM NEW | 830K | 13K | – |
| CNH INDL N V | SHS | 103K | 10K | – |
| COCA COLA CO | COM | 491K | 8K | – |
| COHEN & STEERS QUALITY INCOM | COM | 157K | 13K | – |
| COLUMBIA ETF TR II | EM CORE EX ETF | 6M | 186K | – |
| COMCAST CORP NEW | CL A | 777K | 20K | – |
| CONOCOPHILLIPS | COM | 500K | 4K | – |
| CONSOLIDATED EDISON INC | COM | 791K | 9K | – |
| CONSTELLATION ENERGY CORP | COM | 256K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 854K | 1K | – |
| CUMMINS INC | COM | 281K | 1K | – |
| DANAHER CORPORATION | COM | 596K | 2K | – |
| DEERE & CO | COM | 956K | 3K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 4M | 141K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 2M | 70K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 3M | 73K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 269K | 9K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 2M | 72K | – |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 214K | 4K | – |
| DISNEY WALT CO | COM | 1M | 11K | – |
| DOW INC | COM | 290K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 287K | 3K | – |
| EA SERIES TRUST | US QUAN VALUE | 908K | 21K | – |
| EATON CORP PLC | SHS | 790K | 3K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 222K | 8K | – |
| EOG RES INC | COM | 274K | 2K | – |
| EXXON MOBIL CORP | COM | 3M | 25K | – |
| FEDEX CORP | COM | 277K | 925 | – |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | 385K | 14K | – |
| FIDELITY COVINGTON TRUST | ENHANCED MID | 354K | 12K | – |
| FIDELITY COVINGTON TRUST | HIGH YILD ETF | 427K | 9K | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 327K | 6K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 613K | 14K | – |
| FIFTH THIRD BANCORP | COM | 324K | 9K | – |
| FIRSTENERGY CORP | COM | 280K | 7K | – |
| FREEPORT-MCMORAN INC | CL B | 540K | 11K | – |
| GE AEROSPACE | COM NEW | 1M | 8K | – |
| GE VERNOVA INC | COM | 288K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 2M | 7K | – |
| GLOBAL X FDS | US PFD ETF | 244K | 12K | – |
| GOLDMAN SACHS GROUP INC | COM | 393K | 869 | – |
| HESS CORP | COM | 286K | 2K | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HONEYWELL INTL INC | COM | 971K | 5K | – |
| INGERSOLL RAND INC | COM | 1M | 16K | – |
| INTEL CORP | COM | 514K | 17K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 511K | 3K | – |
| INTUIT | COM | 744K | 1K | – |
| INVESCO EXCH TRADED FD TR II | FNDMNTL IG CRP | 538K | 23K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 3M | 69K | – |
| INVESCO EXCH TRADED FD TR II | S&P INTL QULTY | 2M | 78K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCAP QTY | 6M | 154K | – |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 2M | 15K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 16M | 417K | – |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 885K | 49K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 5M | 47K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | 1M | 10K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP VLU MNT | 803K | 16K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 14M | 86K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 2M | 19K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 464K | 7K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 2K | – |
| ISHARES INC | CORE MSCI EMKT | 248K | 5K | – |
| ISHARES INC | MSCI EMRG CHN | 719K | 12K | – |
| ISHARES INC | MSCI JPN ETF NEW | 478K | 7K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 2M | 23K | – |
| ISHARES TR | CORE DIV GRWTH | 490K | 9K | – |
| ISHARES TR | CORE DIVID ETF | 2M | 43K | – |
| ISHARES TR | CORE MSCI EAFE | 817K | 11K | – |
| ISHARES TR | CORE MSCI TOTAL | 670K | 10K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 63K | – |
| ISHARES TR | CORE S&P SCP ETF | 3M | 25K | – |
| ISHARES TR | CORE S&P US VLU | 4M | 51K | – |
| ISHARES TR | CORE S&P500 ETF | 11M | 20K | – |
| ISHARES TR | EAFE GRWTH ETF | 3M | 32K | – |
| ISHARES TR | EAFE SML CP ETF | 1M | 19K | – |
| ISHARES TR | EAFE VALUE ETF | 1M | 23K | – |
| ISHARES TR | FALN ANGLS USD | 7M | 272K | – |
| ISHARES TR | FLTG RATE NT ETF | 644K | 13K | – |
| ISHARES TR | IBOXX INV CP ETF | 311K | 3K | – |
| ISHARES TR | INTERNATIONAL SL | 263K | 8K | – |
| ISHARES TR | INVESTMENT GRADE | 1M | 25K | – |
| ISHARES TR | ISHS 5-10YR INVT | 4M | 82K | – |
| ISHARES TR | MBS ETF | 339K | 4K | – |
| ISHARES TR | MRGSTR MD CP GRW | 202K | 3K | – |
| ISHARES TR | MRGSTR SM CP GR | 350K | 8K | – |
| ISHARES TR | MSCI EAFE ETF | 901K | 12K | – |
| ISHARES TR | MSCI EAFE MIN VL | 1M | 19K | – |
| ISHARES TR | MSCI INTL QUALTY | 7M | 171K | – |
| ISHARES TR | MSCI USA QLT FCT | 4M | 25K | – |
| ISHARES TR | NATIONAL MUN ETF | 3M | 26K | – |
| ISHARES TR | NEW YORK MUN ETF | 431K | 8K | – |
| ISHARES TR | RUS 1000 ETF | 5M | 15K | – |
| ISHARES TR | RUS 1000 GRW ETF | 12M | 32K | – |
| ISHARES TR | RUS 1000 VAL ETF | 11M | 63K | – |
| ISHARES TR | RUS MD CP GR ETF | 239K | 2K | – |
| ISHARES TR | RUS MDCP VAL ETF | 335K | 3K | – |
| ISHARES TR | RUS MID CAP ETF | 784K | 10K | – |
| ISHARES TR | RUSSELL 2000 ETF | 599K | 3K | – |
| ISHARES TR | S&P 500 GRWT ETF | 2M | 25K | – |
| ISHARES TR | S&P 500 VAL ETF | 269K | 1K | – |
| ISHARES TR | S&P MC 400GR ETF | 921K | 10K | – |
| ISHARES TR | S&P MC 400VL ETF | 2M | 16K | – |
| ISHARES TR | S&P SML 600 GWT | 353K | 3K | – |
| ISHARES TR | SELECT DIVID ETF | 386K | 3K | – |
| ISHARES TR | SP SMCP600VL ETF | 464K | 5K | – |
| ISHARES TR | US REGNL BKS ETF | 233K | 6K | – |
| ISHARES TR | USD INV GRDE ETF | 925K | 18K | – |
| J P MORGAN EXCHANGE TRADED F | HEDGED EQUITY LA | 570K | 10K | – |
| J P MORGAN EXCHANGE TRADED F | MKT EXPN ENHNCD | 213K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 14M | 272K | – |
| JANUS DETROIT STR TR | HENDERSN SML ETF | 2M | 33K | – |
| JANUS DETROIT STR TR | HENDERSON MTG | 2M | 40K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 610K | 12K | – |
| JOHNSON & JOHNSON | COM | 1M | 8K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 11K | – |
| LAM RESEARCH CORP | COM | 235K | 221 | – |
| LINDE PLC | SHS | 233K | 532 | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 40K | 15K | – |
| LOCKHEED MARTIN CORP | COM | 531K | 1K | – |
| LOWES COS INC | COM | 1M | 5K | – |
| M & T BK CORP | COM | 242K | 2K | – |
| MARSH & MCLENNAN COS INC | COM | 303K | 1K | – |
| MARVELL TECHNOLOGY INC | COM | 546K | 8K | – |
| MASTERCARD INCORPORATED | CL A | 448K | 1K | – |
| MCDONALDS CORP | COM | 308K | 1K | – |
| MCKESSON CORP | COM | 235K | 403 | – |
| MERCK & CO INC | COM | 2M | 16K | – |
| META PLATFORMS INC | CL A | 1M | 3K | – |
| MICRON TECHNOLOGY INC | COM | 256K | 2K | – |
| MICROSOFT CORP | COM | 8M | 18K | – |
| MODERNA INC | COM | 220K | 2K | – |
| MONDELEZ INTL INC | CL A | 512K | 8K | – |
| MORGAN STANLEY | COM NEW | 744K | 8K | – |
| NETFLIX INC | COM | 340K | 504 | – |
| NEXTERA ENERGY INC | COM | 574K | 8K | – |
| NIKE INC | CL B | 328K | 4K | – |
| NORFOLK SOUTHN CORP | COM | 459K | 2K | – |
| NOVO-NORDISK A S | ADR | 373K | 3K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 940K | 82K | – |
| NUVEEN AMT-FREE MUN VALUE FD | COM | 201K | 14K | – |
| NUVEEN MUN VALUE FD INC | COM | 929K | 108K | – |
| NUVEEN N Y MUN VALUE FD | COM | 645K | 78K | – |
| NUVEEN N Y SELECT TAX FREE I | SH BEN INT | 447K | 38K | – |
| NUVEEN NEW JERSEY QULT MUN F | COM | 1M | 110K | – |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 502K | 45K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 729K | 62K | – |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 561K | 39K | – |
| NVIDIA CORPORATION | COM | 4M | 33K | – |
| ORACLE CORP | COM | 4M | 31K | – |
| PACER FDS TR | PACER US SMALL | 1M | 26K | – |
| PACER FDS TR | US CASH COWS 100 | 469K | 9K | – |
| PEPSICO INC | COM | 867K | 5K | – |
| PFIZER INC | COM | 2M | 78K | – |
| PHILLIPS 66 | COM | 242K | 2K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 911K | 17K | – |
| PIMCO ETF TR | MULTISECTOR BD | 854K | 33K | – |
| PNC FINL SVCS GROUP INC | COM | 630K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 955K | 6K | – |
| PROSHARES TR | S&P 500 DV ARIST | 2M | 22K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 393K | 5K | – |
| QUALCOMM INC | COM | 862K | 4K | – |
| RIO TINTO PLC | SPONSORED ADR | 344K | 5K | – |
| RTX CORPORATION | COM | 393K | 4K | – |
| SAFEHOLD INC | COM | 241K | 12K | – |
| SALESFORCE INC | COM | 214K | 834 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 4M | 121K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 604K | 8K | – |
| SEALED AIR CORP NEW | COM | 2M | 45K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 878K | 21K | – |
| SELECT SECTOR SPDR TR | INDL | 389K | 3K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 240K | 3K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 208K | 1K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 714K | 3K | – |
| SHELL PLC | SPON ADS | 230K | 3K | – |
| SHOPIFY INC | CL A | 361K | 5K | – |
| SIMON PPTY GROUP INC NEW | COM | 209K | 1K | – |
| SNOWFLAKE INC | CL A | 463K | 3K | – |
| SOUTHERN CO | COM | 535K | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 6K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 3M | 7K | – |
| SPDR SER TR | BBG CONV SEC ETF | 236K | 3K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 1M | 47K | – |
| SPDR SER TR | PORTFOLIO CRPORT | 3M | 93K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 2M | 61K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 3M | 77K | – |
| SPDR SER TR | PORTFOLIO SHORT | 278K | 9K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 6M | 81K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 3M | 57K | – |
| SPDR SER TR | S&P BIOTECH | 309K | 3K | – |
| STRYKER CORPORATION | COM | 557K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 382K | 2K | – |
| TEMPLETON EMERGING MKTS INCO | COM | 85K | 16K | – |
| TESLA INC | COM | 536K | 3K | – |
| THE CIGNA GROUP | COM | 391K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 319K | 577 | – |
| TJX COS INC NEW | COM | 828K | 8K | – |
| TORONTO DOMINION BK ONT | COM NEW | 219K | 4K | – |
| TRANE TECHNOLOGIES PLC | SHS | 4M | 13K | – |
| UNILEVER PLC | SPON ADR NEW | 406K | 7K | – |
| UNION PAC CORP | COM | 216K | 954 | – |
| UNITED PARCEL SERVICE INC | CL B | 512K | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 2K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 831K | 29K | – |
| VANECK ETF TRUST | IG FLOATING RATE | 244K | 10K | – |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 2M | 74K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 1M | 12K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 2M | 25K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 1M | 3K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 675K | 3K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 312K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 680K | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 6M | 13K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 1M | 8K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 985K | 4K | – |
| VANGUARD INDEX FDS | VALUE ETF | 13M | 80K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 571K | 5K | – |
| VANGUARD MALVERN FDS | CORE-PLUS BD ETF | 659K | 9K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 3M | 62K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 2M | 47K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 3M | 43K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 469K | 3K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 335K | 6K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 26K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 2M | 24K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 267K | 3K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 5M | 46K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 3M | 9K | – |
| VERIZON COMMUNICATIONS INC | COM | 228K | 6K | – |
| VERTEX PHARMACEUTICALS INC | COM | 808K | 2K | – |
| VISA INC | COM CL A | 837K | 3K | – |
| WALMART INC | COM | 996K | 15K | – |
| WASTE MGMT INC DEL | COM | 221K | 1K | – |
| WATSCO INC | COM | 227K | 491 | – |
| WELLS FARGO CO NEW | COM | 1M | 17K | – |
| WISDOMTREE TR | GLB US QTLY DIV | 3M | 82K | – |
| WISDOMTREE TR | ITL HIGH DIV FD | 1M | 36K | – |
| WISDOMTREE TR | US MIDCAP FUND | 4M | 73K | – |
| XYLEM INC | COM | 219K | 2K | – |