RICHBROOK ADVISORS, LP
Adviser information for RICHBROOK ADVISORS, LP last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $804.6M |
| Non-Discretionary | 1 | $10.6M |
| Total | 12 | $815.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $10.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $688.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $116.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-125705 |
|---|---|
| SEC ERA File Number | 801-125705 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316848 |
| Legal Entity Identifier | 549300UIBT1UGPFBO537 |
Principal Office
540 MADISON AVENUE26TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 646-833-1020, Fax: None
Chief Compliance Officer
EDWARD RUSSELL
PARTNER; CHIEF BUSINESS OFFICER
540 MADISON AVENUE
26TH FLOOR
NEW YORK
NY
United States
Tel:
646-833-1020
E*******@***************M
(Full email address available in API data)
Regulatory Contact
ANDREW BALL
PARTNER AND CHIEF INVESTMENT OFFICER
540 MADISON AVENUE
26TH FLOOR
NEW YORK
NY
United States
Tel:
646-833-1020
A****@***************M
(Full email address available in API data)
Industry Affiliates
| RICHBROOK ADVISORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RICHBROOK GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RICHBROOK FUND, LP PORTFOLIO A - AGENCY MBS | Hedge Fund | $215.0M | $1.0M | 12 |
| RICHBROOK FUND, LP PORTFOLIO B - ILLIQUID MBS/ABS | Hedge Fund | $13.4M | $5.0M | 2 |
| RICHBROOK FUND, LP PORTFOLIO D - AGENCY MBS | Hedge Fund | $334.0M | $1.0M | 1 |
| RICHBROOK OFFSHORE SEGREGATED PORTFOLIO B - ILLIQUID MBS/ABS FUND | Hedge Fund | $35.5M | $5.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BALL, ANDREW | Individual | – | PARTNER AND CHIEF INVESTMENT OFFICER | 03/2020 | 25-50% |
| KOTLYARSKY, VLAD | Individual | – | PARTNER AND PORTFOLIO MANAGER | 03/2020 | 25-50% |
| STEPHENS, SARAH, ELIZABETH | Individual | – | CHIEF OPERATING OFFICER | 03/2020 | < 5% |
| RICHBROOK ADVISORS GP, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2020 | < 5% |
| BALL, ANDREW | Individual | RICHBROOK ADVISORS GP, LLC | MANAGING MEMBER | 06/2020 | 50-75% |
| KOTLYARSKY, VLAD | Individual | RICHBROOK ADVISORS GP, LLC | MANAGING MEMBER | 06/2020 | 50-75% |
| RUSSELL, EDWARD, GARRETT | Individual | – | PARTNER; CHIEF BUSINESS OFFICER; CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |